Broadview Financial Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Wauwatosa, WI. Its latest Form ADV filing, dated March 30, 2026, reports $699M in regulatory assets under management, 9 employees, and 1,284 accounts.
Assets Under Management
$699M
Employees
9
Offices
--
Total Clients
269
Primary office
WAUWATOSA, WI
10401 W INNOVATION DR, SUITE 100, WAUWATOSA, WI, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 77.7% of total clients.
Top client categories% of clientsClients
1
HNWI
77.7%
209
2
Individuals
22.3%
60
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$699Mas of March 30, 2026
Discretionary100.0%
$699M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$699M
Total Accounts1,284
10Y AUM Change+$384M (+121.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees9
Clients per Employee30:1
10Y Employee Change-1 (-10.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.