Firm profile

Barnes Pettey Financial Advisors, LLC

CLARKSDALE, MSCRD 142944Registration Status: ApprovedEffective since January 3, 2007SEC # 801-67555Latest ADV August 20, 2026

Barnes Pettey Financial Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Clarksdale, MS. Its latest Form ADV filing, dated August 20, 2026, reports $1.3B in regulatory assets under management, 13 employees, 6 offices, and 3,303 accounts.

Assets Under Management
$1.3B
Employees
13
Offices
6 offices
Total Clients
3,303

Associated firm names

1 name listed
  • BARNES PETTEY FINANCIAL ADVISORS, LLC

Leadership

1 roles identified
CCOSusan M. Brodnick

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges

Offices & Contact

Primary office

CLARKSDALE, Mississippi, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Mississippi

CLARKSDALEPrimary office · MADISON · OXFORD · GRENADA

Tennessee

MEMPHIS

6 office records listed · 6 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.3Bas of August 20, 2026
Discretionary94.6%
$1.2B
95% of total RAUM94.6%
Non-discretionary5.4%
$71M
5% of total RAUM5.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 62.9% of total clients.
Top client categories% of clientsClients
1
Individuals
62.9%
2,079
2
HNWI
28.6%
945
3
Irrevocable Trusts/Estates
5.8%
191
4
Corporations
1.6%
53
5
Charitable
0.5%
18

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.3B
Total Accounts3,303
10Y AUM Change+$391M (+42.5%)

Private Funds

Private funds reported by Barnes Pettey Financial Advisors, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees13
Clients per Employee254:1
10Y Employee Change-3 (-18.8%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
HOLMES PETTEY, INC.Direct owner · Schedule AInterest in BARNES PETTEY FINANCIAL ADVISORS, LLC
50% to < 75%
FRIEND FINANCIAL CONSULTING LLCDirect owner · Schedule AInterest in BARNES PETTEY FINANCIAL ADVISORS, LLC
5% to < 10%
ANDREW C YEE, LLCDirect owner · Schedule AInterest in BARNES PETTEY FINANCIAL ADVISORS, LLC
5% to < 10%
DANIEL MYRICK WEALTH MANAGMENT, LLCDirect owner · Schedule AInterest in BARNES PETTEY FINANCIAL ADVISORS, LLC
5% to < 10%
BARNES WEALTH MANAGEMENT, LLCDirect owner · Schedule AInterest in BARNES PETTEY FINANCIAL ADVISORS, LLC
5% to < 10%
CAPITAL MANAGEMENT OF OXFORD, LLCDirect owner · Schedule AInterest in BARNES PETTEY FINANCIAL ADVISORS, LLC
5% to < 10%
JULIE FLOWERS, LLCDirect owner · Schedule AInterest in BARNES PETTEY FINANCIAL ADVISORS, LLC
5% to < 10%
BARNES PETTEY FINANCIAL ADVISORS OF GRENADA, LLCDirect owner · Schedule AInterest in BARNES PETTEY FINANCIAL ADVISORS, LLC
5% to < 10%
HOLMES SHERARD PETTEYDirect owner · Schedule AInterest in BARNES PETTEY FINANCIAL ADVISORS, LLC
< 5%
GERALD ARTHUR SMITHDirect owner · Schedule AInterest in BARNES PETTEY FINANCIAL ADVISORS, LLC
< 5%
HOLMES SHERARD PETTEYIndirect owner · Schedule BInterest in HOLMES PETTEY, INC.
75%+
Ryan Haskins BarnesIndirect owner · Schedule BInterest in BARNES WEALTH MANAGEMENT, LLC
75%+
ANDREW CHI-YAN YEEIndirect owner · Schedule BInterest in ANDREW C YEE, LLC
75%+
JOSEPH FRIENDIndirect owner · Schedule BInterest in FRIEND FINANCIAL CONSULTING LLC
75%+
JULIE KELLEY FLOWERSIndirect owner · Schedule BInterest in JULIE FLOWERS, LLC
75%+
Daniel Jackson MyrickIndirect owner · Schedule BInterest in DANIEL MYRICK WEALTH MANAGMENT, LLC
75%+
GERALD ARTHUR SMITHIndirect owner · Schedule BInterest in BARNES PETTEY FINANCIAL ADVISORS OF GRENADA, LLC
75%+
RICHARD LEE DEVOEIndirect owner · Schedule BInterest in CAPITAL MANAGEMENT OF OXFORD, LLC
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Barnes Pettey Financial Advisors, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-08-20 · Schedules A and B

19 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1HOLMES SHERARD PETTEYMANAGING MEMBERIndividualBARNES PETTEY FINANCIAL ADVISORS, LLCLess than 5%Code NAYesMANAGING MEMBER01/2007Schedule APDF page 23
2HOLMES PETTEY, INC.MEMBERDomestic entityBARNES PETTEY FINANCIAL ADVISORS, LLC50% to less than 75%Code DYesMEMBER01/2007Schedule APDF page 23
3GERALD ARTHUR SMITHMANAGING MEMBERIndividualBARNES PETTEY FINANCIAL ADVISORS, LLCLess than 5%Code NAYesMANAGING MEMBER01/2019Schedule APDF page 23
4FRIEND FINANCIAL CONSULTING LLCMEMBERDomestic entityBARNES PETTEY FINANCIAL ADVISORS, LLC5% to less than 10%Code AYesMEMBER02/2025Schedule APDF page 23
5ANDREW C YEE, LLCMEMBERDomestic entityBARNES PETTEY FINANCIAL ADVISORS, LLC5% to less than 10%Code AYesMEMBER02/2025Schedule APDF page 23
6DANIEL MYRICK WEALTH MANAGMENT, LLCMEMBERDomestic entityBARNES PETTEY FINANCIAL ADVISORS, LLC5% to less than 10%Code AYesMEMBER02/2025Schedule APDF page 23
7BARNES WEALTH MANAGEMENT, LLCMEMBERDomestic entityBARNES PETTEY FINANCIAL ADVISORS, LLC5% to less than 10%Code AYesMEMBER02/2025Schedule APDF page 23
8CAPITAL MANAGEMENT OF OXFORD, LLCMEMBERDomestic entityBARNES PETTEY FINANCIAL ADVISORS, LLC5% to less than 10%Code AYesMEMBER02/2025Schedule APDF page 23
9JULIE FLOWERS, LLCMEMBERDomestic entityBARNES PETTEY FINANCIAL ADVISORS, LLC5% to less than 10%Code AYesMEMBER02/2025Schedule APDF page 23
10BARNES PETTEY FINANCIAL ADVISORS OF GRENADA, LLCMEMBERDomestic entityBARNES PETTEY FINANCIAL ADVISORS, LLC5% to less than 10%Code AYesMEMBER02/2025Schedule APDF page 23
11SUSAN M BRODNICKCHIEF COMPLIANCE OFFICERIndividualBARNES PETTEY FINANCIAL ADVISORS, LLCLess than 5%Code NANoCHIEF COMPLIANCE OFFICER08/2026Schedule APDF page 23
12HOLMES SHERARD PETTEYMANAGERIndividualHOLMES PETTEY, INC.75% or moreCode EYesMANAGER01/2007Schedule BPDF page 24
13Ryan Haskins BarnesMEMBERIndividualBARNES WEALTH MANAGEMENT, LLC75% or moreCode EYesMEMBER12/2017Schedule BPDF page 24
14ANDREW CHI-YAN YEEMEMBERIndividualANDREW C YEE, LLC75% or moreCode EYesMEMBER11/2020Schedule BPDF page 24
15JOSEPH FRIENDMEMBERIndividualFRIEND FINANCIAL CONSULTING LLC75% or moreCode EYesMEMBER01/2025Schedule BPDF page 24
16JULIE KELLEY FLOWERSMEMBERIndividualJULIE FLOWERS, LLC75% or moreCode EYesMEMBER01/2024Schedule BPDF page 24
17Daniel Jackson MyrickMEMBERIndividualDANIEL MYRICK WEALTH MANAGMENT, LLC75% or moreCode EYesMEMBER10/2024Schedule BPDF page 24
18GERALD ARTHUR SMITHMEMBERIndividualBARNES PETTEY FINANCIAL ADVISORS OF GRENADA, LLC75% or moreCode EYesMEMBER11/2005Schedule BPDF page 24
19RICHARD LEE DEVOEMEMBERIndividualCAPITAL MANAGEMENT OF OXFORD, LLC75% or moreCode EYesMEMBER07/2000Schedule BPDF page 24

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 8/20/2026 2:55:50 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.