Financial Innovations, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Atlanta, GA. Its latest Form ADV filing, dated March 20, 2026, reports $535M in regulatory assets under management, 2 employees, and 1,071 accounts.
Assets Under Management
$535M
Employees
2
Offices
--
Total Clients
353
Primary office
ATLANTA, GA
6111 PEACHTREE DUNWOODY ROAD, SUITE F101, ATLANTA, GA, United States
Top client segmentHNWI represent 66.3% of total clients.
Top client categories% of clientsClients
1
HNWI
66.3%
234
2
Individuals
28.3%
100
3
Pension Plans
3.7%
13
4
Irrevocable Trusts/Estates
1.7%
6
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$535Mas of March 20, 2026
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$535M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$535M
Total Accounts1,071
10Y AUM Change+$350M (+189.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee177:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.