WOODLAND HILLS, CACRD 141988Latest ADV March 26, 2026
Providence Financial and Insurances, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Woodland Hills, CA. Its latest Form ADV filing, dated March 26, 2026, reports $215M in regulatory assets under management, 16 employees, 2 offices, and 1,524 accounts.
Assets Under Management
$215M
Employees
16
Offices
2 offices
Total Clients
624
Primary office
WOODLAND HILLS, CA
6320 CANOGA AVENUE, SUITE 600, WOODLAND HILLS, CA, United States
Top client segmentIndividuals represent 93.3% of total clients.
Top client categories% of clientsClients
1
Individuals
93.3%
582
2
HNWI
6.7%
42
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$215Mas of March 26, 2026
Discretionary100.0%
$215M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$215M
Total Accounts1,524
10Y AUM Change+$104M (+94.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees16
Clients per Employee39:1
10Y Employee Change+14 (+700.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.