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Firm profile

Providence Financial and Insurances, Inc..

WOODLAND HILLS, CACRD 141988Latest ADV May 4, 2026

Providence Financial and Insurances, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Woodland Hills, CA. Its latest Form ADV filing, dated March 26, 2026, reports $215M in regulatory assets under management, 16 employees, 2 offices, and 1,524 accounts.

Assets Under Management
$215M
Employees
16
Offices
2 offices
Total Clients
624
Primary office
WOODLAND HILLS, CA
6320 CANOGA AVENUE, SUITE 600, WOODLAND HILLS, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOAnthony A. Saccaro

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

2 types reported
Asset based fees
Commissions
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 93.3% of total clients.
Top client categories% of clientsClients
1
Individuals
93.3%
582
2
HNWI
6.7%
42

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$215Mas of May 4, 2026
Discretionary100.0%
$215M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$215M
Total Accounts1,524
10Y AUM Change+$104M (+94.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees16
Clients per Employee39:1
10Y Employee Change+14 (+700.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.