Firm profile

SWBC INVESTMENT COMPANY

SAN ANTONIO, TXCRD 140994Latest ADV March 31, 2026

Swbc Investment Company is an SEC registered investment adviser organized as a corporation with a primary office location in San Antonio, TX. Its latest Form ADV filing, dated March 31, 2026, reports $256M in regulatory assets under management, 33 employees, 3 offices, and 494 accounts.

Assets Under Management
$256M
Employees
33
Offices
3 offices
Total Clients
494
Primary office
SAN ANTONIO, TX
9311 SAN PEDRO AVENUE, SUITE 600, SAN ANTONIO, TX, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOCharles E. Amato
CEODonald S. Rykert
CCOAlejandro G. Ireta

Advisory services offered

7 types reported
Educational seminars/workshops
Financial Planning Services
Other advisory services

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 79.1% of total clients.
Top client categories% of clientsClients
1
Individuals
79.1%
391
2
HNWI
16.0%
79
3
ERISA ADVISORY PLANS
3.2%
16
4
Pooled Investment Vehicles
1.6%
8

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$256Mas of March 31, 2026
Discretionary77.2%
$197M
77% of total RAUM77.2%
Non-discretionary22.8%
$58M
23% of total RAUM22.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$256M
Total Accounts494
10Y AUM Change+$134M (+109.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees33
Clients per Employee15:1
10Y Employee Change-26 (-44.1%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.