Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Cardinal Point Wealth Management
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
FOCUS CANADA WEALTH MANAGEMENT HOLDINGS ULCDirect owner · Schedule AInterest in CARDINAL POINT WEALTH MANAGEMENT
75%+
GMG PRIVATE COUNSEL ULCDirect owner · Schedule AInterest in CARDINAL POINT WEALTH MANAGEMENT
75%+
FOCUS FINANCIAL PARTNERS, LLCIndirect owner · Schedule BInterest in FOCUS OPERATING, LLC
75%+
FERDINAND FFP ACQUISITION, LLCIndirect owner · Schedule BInterest in FOCUS FINANCIAL PARTNERS INC.
75%+
FERDINAND FFP ULTIMATE HOLDINGS, L.P.Indirect owner · Schedule BInterest in FOCUS FINANCIAL PARTNERS INC.
75%+
FERDINAND FFP INTERMEDIATE HOLDINGS, LLCIndirect owner · Schedule BInterest in FERDINAND FFP ACQUISITION, LLC
75%+
FERDINAND FFP PARENT, INC.Indirect owner · Schedule BInterest in FERDINAND FFP INTERMEDIATE HOLDINGS, LLC
75%+
FERDINAND FFP ULTIMATE HOLDINGS, L.P.Indirect owner · Schedule BInterest in FERDINAND FFP PARENT, INC.
75%+
FOCUS CANADA HOLDINGS II, LLCIndirect owner · Schedule BInterest in FOCUS CANADA WEALTH MANAGEMENT HOLDINGS ULC
75%+
CONNECTUS GROUP, LLCIndirect owner · Schedule BInterest in FOCUS CANADA HOLDINGS II, LLC
75%+
FOCUS OPERATING, LLCIndirect owner · Schedule BInterest in CONNECTUS GROUP, LLC
75%+
FOCUS CANADA WEALTH MANAGEMENT HOLDINGS ULCIndirect owner · Schedule BInterest in GMG PRIVATE COUNSEL ULC
75%+
FOCUS FINANCIAL PARTNERS INC.Indirect owner · Schedule BInterest in FOCUS FINANCIAL PARTNERS, LLC
50% to < 75%
CD&R FERDINAND HOLDINGS, L.P.Indirect owner · Schedule BInterest in FERDINAND FFP ULTIMATE HOLDINGS, L.P.
50% to < 75%
CLAYTON DUBILIER & RICE FUND XII, L.P.Indirect owner · Schedule BInterest in CD&R FERDINAND HOLDINGS, L.P.
50% to < 75%
CD&R FERDINAND CO-INVESTOR, L.P.Indirect owner · Schedule BInterest in CD&R FERDINAND HOLDINGS, L.P.
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Cardinal Point Wealth Management.
Reported ownership and control details
Form ADV · Filing date 2026-04-21 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | JEFFREY SCOTT SHELDONCHIEF EXECUTIVE OFFICERIndividual | CARDINAL POINT WEALTH MANAGEMENT | Less than 5%Code NA | Yes | CHIEF EXECUTIVE OFFICER09/2013 | Schedule APDF page 28 |
| 2 | MATTHEW J CARVALHOCHIEF INVESTMENT OFFICERIndividual | CARDINAL POINT WEALTH MANAGEMENT | Less than 5%Code NA | No | CHIEF INVESTMENT OFFICER01/2019 | Schedule APDF page 28 |
| 3 | DONALD MATTHEW ZIENTYCHIEF COMPLIANCE OFFICERIndividual | CARDINAL POINT WEALTH MANAGEMENT | Less than 5%Code NA | No | CHIEF COMPLIANCE OFFICER05/2020 | Schedule APDF page 28 |
| 4 | SALLY ANN TAYLORCHIEF OPERATIONS OFFICER & CHIEF FINANCIAL OFFICERIndividual | CARDINAL POINT WEALTH MANAGEMENT | Less than 5%Code NA | No | CHIEF OPERATIONS OFFICER & CHIEF FINANCIAL OFFICER01/2021 | Schedule APDF page 28 |
| 5 | FOCUS CANADA WEALTH MANAGEMENT HOLDINGS ULCSHAREHOLDER, VOTING SHARESForeign entity | CARDINAL POINT WEALTH MANAGEMENT | 75% or moreCode E | Yes | SHAREHOLDER, VOTING SHARES06/2024 | Schedule APDF page 28 |
| 6 | GMG PRIVATE COUNSEL ULCSHAREHOLDER, NON-VOTING SHARESForeign entity | CARDINAL POINT WEALTH MANAGEMENT | 75% or moreCode E | Yes | SHAREHOLDER, NON-VOTING SHARES06/2024 | Schedule APDF page 28 |
| 7 | FOCUS FINANCIAL PARTNERS, LLCMEMBERDomestic entity | FOCUS OPERATING, LLC | 75% or moreCode E | Yes | MEMBER01/2007 | Schedule BPDF page 29 |
| 8 | FOCUS FINANCIAL PARTNERS INC.MEMBERDomestic entity | FOCUS FINANCIAL PARTNERS, LLC | 50% to less than 75%Code D | Yes | MEMBER07/2018 | Schedule BPDF page 29 |
| 9 | FERDINAND FFP ACQUISITION, LLCSHAREHOLDER, CLASS A COMMON STOCKDomestic entity | FOCUS FINANCIAL PARTNERS INC. | 75% or moreCode E | Yes | SHAREHOLDER, CLASS A COMMON STOCK08/2023 | Schedule BPDF page 29 |
| 10 | FERDINAND FFP ULTIMATE HOLDINGS, L.P.SHAREHOLDER, CLASS B COMMON STOCKDomestic entity | FOCUS FINANCIAL PARTNERS INC. | 75% or moreCode E | Yes | SHAREHOLDER, CLASS B COMMON STOCK08/2023 | Schedule BPDF page 29 |
| 11 | FERDINAND FFP INTERMEDIATE HOLDINGS, LLCMEMBERDomestic entity | FERDINAND FFP ACQUISITION, LLC | 75% or moreCode E | Yes | MEMBER08/2023 | Schedule BPDF page 29 |
| 12 | FERDINAND FFP PARENT, INC.MEMBERDomestic entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | 75% or moreCode E | Yes | MEMBER08/2023 | Schedule BPDF page 29 |
| 13 | FERDINAND FFP ULTIMATE HOLDINGS, L.P.SHAREHOLDERDomestic entity | FERDINAND FFP PARENT, INC. | 75% or moreCode E | Yes | SHAREHOLDER08/2023 | Schedule BPDF page 29 |
| 14 | CD&R FERDINAND HOLDINGS, L.P.PARTNERDomestic entity | FERDINAND FFP ULTIMATE HOLDINGS, L.P. | 50% to less than 75%Code D | Yes | PARTNER08/2023 | Schedule BPDF page 29 |
| 15 | CD&R FERDINAND CO-INVESTOR, L.P.PARTNERForeign entity | CD&R FERDINAND HOLDINGS, L.P. | 25% to less than 50%Code C | Yes | PARTNER08/2023 | Schedule BPDF page 29 |
| 16 | CLAYTON DUBILIER & RICE FUND XII, L.P.PARTNERForeign entity | CD&R FERDINAND HOLDINGS, L.P. | 50% to less than 75%Code D | Yes | PARTNER08/2023 | Schedule BPDF page 29 |
| 17 | FOCUS CANADA HOLDINGS II, LLCSHAREHOLDERDomestic entity | FOCUS CANADA WEALTH MANAGEMENT HOLDINGS ULC | 75% or moreCode E | Yes | SHAREHOLDER05/2021 | Schedule BPDF page 29 |
| 18 | CONNECTUS GROUP, LLCMEMBERDomestic entity | FOCUS CANADA HOLDINGS II, LLC | 75% or moreCode E | Yes | MEMBER04/2021 | Schedule BPDF page 29 |
| 19 | FOCUS OPERATING, LLCMEMBERDomestic entity | CONNECTUS GROUP, LLC | 75% or moreCode E | Yes | MEMBER11/2020 | Schedule BPDF page 29 |
| 20 | FOCUS CANADA WEALTH MANAGEMENT HOLDINGS ULCSHAREHOLDERForeign entity | GMG PRIVATE COUNSEL ULC | 75% or moreCode E | Yes | SHAREHOLDER10/2021 | Schedule BPDF page 29 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 4/21/2026 12:20:46 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.