Firm profile

Northgate Capital, L.P.

DANVILLE, CACRD 140214Registration Status: ApprovedEffective since November 24, 2006SEC # 801-66571Latest ADV July 10, 2026

Northgate Capital, L.P. is an SEC registered investment adviser organized as a limited partnership with a primary office location in Danville, CA. Its latest Form ADV filing, dated July 10, 2026, reports $2.9B in regulatory assets under management, 27 employees, 2 offices, and 67 accounts.

Assets Under Management
$2.9B
Employees
27
Offices
2 offices
Total Clients
67

Associated firm names

1 name listed
  • NORTHGATE CAPITAL, L.P.

Leadership

2 roles identified
CCOJanhavi S. Vaze
CFOJanhavi S. Vaze

Advisory services offered

1 types reported
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

DANVILLE, California, United States

Loading map…

Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

California

DANVILLEPrimary office

Mexico

MEXICO CITY

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.9Bas of July 10, 2026
Discretionary100.0%
$2.9B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
67

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.9B
Total Accounts67
10Y AUM Change$-2.0B (-40.1%)

Private Funds

Private funds reported by Northgate Capital, L.P.

Loading private fund disclosures…

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees27
Clients per Employee2:1
10Y Employee Change-30 (-52.6%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
NORTHGATE HOLDCO I, L.L.C.Direct owner · Schedule AInterest in NORTHGATE CAPITAL, L.P.
75%+
NORTHGATE CAPITAL, LLCDirect owner · Schedule AInterest in NORTHGATE CAPITAL, L.P.
< 5%
Janhavi Sunil VazeDirect owner · Schedule AInterest in NORTHGATE CAPITAL, L.P.
< 5%
BRENT MICHAEL JONESDirect owner · Schedule AInterest in NORTHGATE CAPITAL, L.P.
< 5%
JUSTIN JOHN STEBBINSDirect owner · Schedule AInterest in NORTHGATE CAPITAL, L.P.
< 5%
Ahmad AlrefaieDirect owner · Schedule AInterest in NORTHGATE CAPITAL, L.P.
< 5%
GRAHAM BEATONDirect owner · Schedule AInterest in NORTHGATE CAPITAL, L.P.
< 5%
NORTHGATE HOLDCO II, L.L.C.Indirect owner · Schedule BInterest in NORTHGATE HOLDCO I, L.L.C.
75%+
TCP-NG (U.K.) LTD.Indirect owner · Schedule BInterest in NORTHGATE HOLDCO II, L.L.C.
25% to < 50%
TCP-NG LTDIndirect owner · Schedule BInterest in TCP-NG (U.K.) LTD.
25% to < 50%
MARQ INVESTMENTS LTDIndirect owner · Schedule BInterest in TCP-NG LTD
25% to < 50%
MARQ CAPITAL PARTNERS LTDIndirect owner · Schedule BInterest in MARQ INVESTMENTS LTD
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Northgate Capital, L.P..

Reported ownership and control details

Form ADV · Filing date 2026-07-10 · Schedules A and B

12 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1NORTHGATE CAPITAL, LLCGENERAL PARTNERDomestic entityNORTHGATE CAPITAL, L.P.Less than 5%Code NAYesGENERAL PARTNER12/2005Schedule APDF page 312
2NORTHGATE HOLDCO I, L.L.C.MEMBERDomestic entityNORTHGATE CAPITAL, L.P.75% or moreCode EYesMEMBER07/2016Schedule APDF page 312
3Janhavi Sunil VazePARTNER / CFO / CCOIndividualNORTHGATE CAPITAL, L.P.Less than 5%Code NAYesPARTNER / CFO / CCO07/2026Schedule APDF page 312
4BRENT MICHAEL JONESSENIOR MANAGING PARTNERIndividualNORTHGATE CAPITAL, L.P.Less than 5%Code NAYesSENIOR MANAGING PARTNER07/2026Schedule APDF page 312
5JUSTIN JOHN STEBBINSPARTNERIndividualNORTHGATE CAPITAL, L.P.Less than 5%Code NAYesPARTNER07/2026Schedule APDF page 312
6Ahmad AlrefaieBOARD MEMBERIndividualNORTHGATE CAPITAL, L.P.Less than 5%Code NANoBOARD MEMBER07/2026Schedule APDF page 312
7GRAHAM BEATONBOARD MEMBERIndividualNORTHGATE CAPITAL, L.P.Less than 5%Code NANoBOARD MEMBER07/2026Schedule APDF page 312
8NORTHGATE HOLDCO II, L.L.C.MEMBERDomestic entityNORTHGATE HOLDCO I, L.L.C.75% or moreCode EYesMEMBER07/2016Schedule BPDF page 313
9TCP-NG (U.K.) LTD.MEMBERForeign entityNORTHGATE HOLDCO II, L.L.C.25% to less than 50%Code CNoMEMBER07/2016Schedule BPDF page 313
10TCP-NG LTDMEMBERForeign entityTCP-NG (U.K.) LTD.25% to less than 50%Code CNoMEMBER07/2016Schedule BPDF page 313
11MARQ INVESTMENTS LTDMEMBERForeign entityTCP-NG LTD25% to less than 50%Code CNoMEMBER05/2026Schedule BPDF page 313
12MARQ CAPITAL PARTNERS LTDMEMBERForeign entityMARQ INVESTMENTS LTD25% to less than 50%Code CNoMEMBER05/2026Schedule BPDF page 313

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 7/10/2026 12:57:52 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.