Sprott Asset Management USA Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Darien, CT. Its latest Form ADV filing, dated March 30, 2026, reports $10.1B in regulatory assets under management, 64 employees, 4 offices, and 3,362 accounts.
Assets Under Management
$10.1B
Employees
64
Offices
4 offices
Total Clients
3,362
Primary office
DARIEN, CT
320 POST ROAD, SUITE 230, DARIEN, CT, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 60.6% of total clients.
Top client categories% of clientsClients
1
Individuals
60.6%
2,039
2
HNWI
31.6%
1,062
3
Corporations
5.5%
184
4
Pension Plans
1.6%
54
5
Investment Cos.
0.4%
14
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$10.1Bas of March 30, 2026
Discretionary86.0%
$8.7B
86% of total RAUM86.0%
Non-discretionary14.0%
$1.4B
14% of total RAUM14.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$10.1B
Total Accounts3,362
10Y AUM Change+$10.0B (+9767.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees64
Clients per Employee53:1
10Y Employee Change+41 (+178.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.