Retirement Capital Strategies, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in San Jose, CA. Its latest Form ADV filing, dated April 21, 2026, reports $305M in regulatory assets under management, 6 employees, and 627 accounts.
Assets Under Management
$305M
Employees
6
Offices
--
Total Clients
263
Primary office
SAN JOSE, CA
1190 SARATOGA AVE., SUITE 140, SAN JOSE, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 74.9% of total clients.
Top client categories% of clientsClients
1
Individuals
74.9%
197
2
HNWI
24.3%
64
3
Charitable
0.4%
1
4
Corporations
0.4%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$305Mas of April 21, 2026
Discretionary100.0%
$305M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$305M
Total Accounts627
10Y AUM Change+$114M (+59.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee44:1
10Y Employee Change-1 (-14.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.