Firm profile

PATHWORKS FINANCIAL, INC.

NOVI, MICRD 138393Latest ADV January 22, 2026

Pathworks Financial, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Novi, MI. Its latest Form ADV filing, dated January 22, 2026, reports $279M in regulatory assets under management, 8 employees, 1 office, and 1,034 accounts.

Assets Under Management
$279M
Employees
8
Offices
1 office
Total Clients
410
Primary office
NOVI, MI
43155 MAIN STREET, SUITE 212, NOVI, MI, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCODouglas S. Smith

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 88.3% of total clients.
Top client categories% of clientsClients
1
Individuals
88.3%
362
2
HNWI
11.7%
48
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$279Mas of January 22, 2026
Discretionary67.2%
$188M
67% of total RAUM67.2%
Non-discretionary32.8%
$92M
33% of total RAUM32.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$279M
Total Accounts1,034
10Y AUM Change+$159M (+132.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee51:1
10Y Employee Change+3 (+60.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.