Firm profile

SMI ADVISORY SERVICES, LLC

COLUMBUS, INCRD 137872Latest ADV January 15, 2026

Smi Advisory Services, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Columbus, IN. Its latest Form ADV filing, dated January 15, 2026, reports $949M in regulatory assets under management, 5 employees, and 1,083 accounts.

Assets Under Management
$949M
Employees
5
Offices
--
Total Clients
1,083
Primary office
COLUMBUS, IN
4400 RAY BOLL BLVD., COLUMBUS, IN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOFrederick J. Beerwart

Advisory services offered

2 types reported
Portfolio management for individuals and small businesses
Portfolio management for investment companies

Fee models offered

1 types reported
Asset based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 99.7% of total clients.
Top client categories% of clientsClients
1
Individuals
99.7%
1,080
2
Investment Cos.
0.3%
3

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$949Mas of January 15, 2026
Discretionary100.0%
$949M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$949M
Total Accounts1,083
10Y AUM Change+$525M (+123.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee217:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.