Wealth Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Norfolk, NE. Its latest Form ADV filing, dated April 1, 2026, reports $3.7B in regulatory assets under management, 61 employee, 29 offices, and 4,751 accounts.
Top client segmentIndividuals represent 78.1% of total clients.
Top client categories% of clientsClients
1
Individuals
78.1%
3,710
2
HNWI
21.5%
1,021
3
Corporations
0.2%
11
4
Charitable
0.1%
7
Additional categories (<0.1%)
Pension Plans<5 clients
Government<5 clients
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$3.7Bas of April 1, 2026
Discretionary98.8%
$3.7B
99% of total RAUM98.8%
Non-discretionary1.2%
$43M
1% of total RAUM1.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$3.7B
Total Accounts4,751
10Y AUM Change+$2.6B (+232.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees61
Clients per Employee78:1
10Y Employee Change+20 (+48.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.