Firm profile

Optivest, Inc..

SAN JUAN CAPISTRANO, CACRD 137070Registration Status: ApprovedEffective since March 26, 2008SEC # 801-68965Latest ADV March 30, 2026

Optivest, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in San Juan Capistrano, CA. Its latest Form ADV filing, dated March 30, 2026, reports $319M in regulatory assets under management, 4 employees, 1 office, and 422 accounts.

Assets Under Management
$319M
Employees
4
Offices
1 office
Total Clients
108

Associated firm names

3 names listed
  • BART A. ZANDBERGEN, CFP, INC. DBA BART A. ZANDBERGEN, INC. INSURANCE SERVICES
  • OPTIVEST, INC.
  • OPTIVEST RETIREMENT STRATEGIES, LLC

Leadership

3 roles identified
CEOLeslie A. Calhoun
CCOLeslie A. Calhoun
COOMatthew M. Mcmanus

Advisory services offered

5 types reported
Financial Planning Services
Other advisory services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges

Offices & Contact

Primary office

SAN JUAN CAPISTRANO, California, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

California

SAN JUAN CAPISTRANOPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$319Mas of March 30, 2026
Discretionary65.8%
$210M
66% of total RAUM65.8%
Non-discretionary34.2%
$109M
34% of total RAUM34.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentHNWI represent 51.9% of total clients.
Top client categories% of clientsClients
1
HNWI
51.9%
56
2
Individuals
48.1%
52
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Other categories<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$319M
Total Accounts422
10Y AUM Change$-28M (-8.0%)

Private Funds

Private funds reported by Optivest, Inc..

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee27:1
10Y Employee Change-1 (-20.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
LESLIE A CALHOUN REVOCABLE LIVING TRUST UDT JULY 18, 2013Direct owner · Schedule AInterest in OPTIVEST, INC.
75%+
MCMANUS FAMILY TRUST DTD JANUARY 29, 2014Direct owner · Schedule AInterest in OPTIVEST, INC.
25% to < 50%
LESLIE ANN CALHOUNIndirect owner · Schedule BInterest in LESLIE A CALHOUN REVOCABLE LIVING TRUST UDT JULY 18, 2013
75%+
MATTHEW MICHAEL MCMANUSIndirect owner · Schedule BInterest in MCMANUS FAMILY TRUST DTD JANUARY 29, 2014
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Optivest, Inc...

Reported ownership and control details

Form ADV · Filing date 2026-03-30 · Schedules A and B

6 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1LESLIE ANN CALHOUNPRESIDENT/CHIEF COMPLIANCE OFFICER/CEOIndividualOPTIVEST, INC.Less than 5%Code NAYesPRESIDENT/CHIEF COMPLIANCE OFFICER/CEO12/2018Schedule APDF page 19
2MATTHEW MICHAEL MCMANUSCOOIndividualOPTIVEST, INC.Less than 5%Code NAYesCOO12/2024Schedule APDF page 19
3LESLIE A CALHOUN REVOCABLE LIVING TRUST UDT JULY 18, 2013SHAREHOLDERDomestic entityOPTIVEST, INC.75% or moreCode EYesSHAREHOLDER12/2024Schedule APDF page 19
4MCMANUS FAMILY TRUST DTD JANUARY 29, 2014SHAREHOLDERDomestic entityOPTIVEST, INC.25% to less than 50%Code CYesSHAREHOLDER12/2024Schedule APDF page 19
5LESLIE ANN CALHOUNTRUSTEEIndividualLESLIE A CALHOUN REVOCABLE LIVING TRUST UDT JULY 18, 201375% or moreCode EYesTRUSTEE12/2024Schedule BPDF page 20
6MATTHEW MICHAEL MCMANUSTRUSTEEIndividualMCMANUS FAMILY TRUST DTD JANUARY 29, 201425% to less than 50%Code CYesTRUSTEE12/2024Schedule BPDF page 20

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/30/2026 12:53:15 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.