NORTH BENNINGTON, VTCRD 137038Latest ADV March 26, 2026
Williams Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in North Bennington, VT. Its latest Form ADV filing, dated March 26, 2026, reports $210M in regulatory assets under management, 7 employees, 2 offices, and 837 accounts.
Assets Under Management
$210M
Employees
7
Offices
2 offices
Total Clients
267
Primary office
NORTH BENNINGTON, VT
12 MAIN STREET, NORTH BENNINGTON, VT, United States
Top client segmentIndividuals represent 74.2% of total clients.
Top client categories% of clientsClients
1
Individuals
74.2%
198
2
HNWI
23.6%
63
3
Pension Plans
1.1%
3
4
Charitable
1.1%
3
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$210Mas of March 26, 2026
Discretionary95.8%
$201M
96% of total RAUM95.8%
Non-discretionary4.2%
$9M
4% of total RAUM4.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$210M
Total Accounts837
10Y AUM Change+$90M (+74.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees7
Clients per Employee38:1
10Y Employee Change-1 (-12.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.