Firm profile

RAFFA INVESTMENT ADVISERS

CRD 136971Latest ADV March 31, 2026

Raffa Investment Advisers is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated March 31, 2026, reports $1.7B in regulatory assets under management, 9 employees, 5 offices, and 708 accounts.

Assets Under Management
$1.7B
Employees
9
Offices
5 offices
Total Clients
252
Primary office
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCODennis P. Gogarty

Advisory services offered

5 types reported
Other advisory services
Pension consulting services
Portfolio management for businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentCharitable represent 60.7% of total clients.
Top client categories% of clientsClients
1
Charitable
60.7%
153
2
HNWI
19.8%
50
3
Pension Plans
10.3%
26
4
Individuals
8.3%
21
5
Corporations
0.8%
2

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.7Bas of March 31, 2026
Discretionary89.1%
$1.5B
89% of total RAUM89.1%
Non-discretionary10.9%
$186M
11% of total RAUM10.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$1.7B
Total Accounts708
10Y AUM Change+$1.1B (+162.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee28:1
10Y Employee Change+2 (+28.6%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.