Firm profile

DRAKE CAPITAL ADVISORS LLC

OLD GREENWICH, CTCRD 136716Latest ADV March 11, 2026

Drake Capital Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Old Greenwich, CT. Its latest Form ADV filing, dated March 11, 2026, reports $713M in regulatory assets under management, 5 employees, and 9 accounts.

Assets Under Management
$713M
Employees
5
Offices
--
Total Clients
<5
Primary office
OLD GREENWICH, CT
53 FOREST AVENUE, SUITE 210, OLD GREENWICH, CT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCORay Gustin
CFOKuo-chan Chen

Advisory services offered

4 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles

Fee models offered

3 types reported
Asset based fees
Other fee arrangements
Performance-based fees
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
4
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
ENDOWMENTS<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$713Mas of March 11, 2026
Discretionary100.0%
$713M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$713M
Total Accounts9
10Y AUM Change$-174M (-19.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee1:1
10Y Employee Change-2 (-28.6%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.