Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Radcliffe Capital Management, L.P.
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
CHRISTOPHER L HINKELDirect owner · Schedule AInterest in RADCLIFFE CAPITAL MANAGEMENT, L.P.
25% to < 50%
STEVE BRETT KATZNELSONDirect owner · Schedule AInterest in RADCLIFFE CAPITAL MANAGEMENT, L.P.
25% to < 50%
IDLEWILD ASSOCIATES LPDirect owner · Schedule AInterest in RADCLIFFE CAPITAL MANAGEMENT, L.P.
10% to < 25%
KUDU INVESTMENT US, LLCDirect owner · Schedule AInterest in RADCLIFFE CAPITAL MANAGEMENT, L.P.
10% to < 25%
RGC MANAGEMENT COMPANY, LLCDirect owner · Schedule AInterest in RADCLIFFE CAPITAL MANAGEMENT, L.P.
< 5%
PETER MARTIN RUDNICKDirect owner · Schedule AInterest in RADCLIFFE CAPITAL MANAGEMENT, L.P.
< 5%
Ryan Edward AdamsDirect owner · Schedule AInterest in RADCLIFFE CAPITAL MANAGEMENT, L.P.
< 5%
Michael Paul GordonDirect owner · Schedule AInterest in RADCLIFFE CAPITAL MANAGEMENT, L.P.
< 5%
LAURIE L MACKIMMIEIndirect owner · Schedule BInterest in IDLEWILD ASSOCIATES GP LLC
75%+
KUDU INVESTMENT HOLDINGS, LLCIndirect owner · Schedule BInterest in KUDU INVESTMENT US, LLC
75%+
KUDU INVESTMENT MANAGEMENT LLCIndirect owner · Schedule BInterest in KUDU INVESTMENT HOLDINGS, LLC
75%+
WM REGENT LTD.Indirect owner · Schedule BInterest in KUDU INVESTMENT MANAGEMENT LLC
75%+
WM INTERNATIONAL HOLDINGS LTD.Indirect owner · Schedule BInterest in WM REGENT LTD.
75%+
WM HINSON (BERMUDA) LTD.Indirect owner · Schedule BInterest in WM INTERNATIONAL HOLDINGS LTD.
75%+
WHITE MOUNTAINS INSURANCE GROUP, LTD.Indirect owner · Schedule BInterest in WM HINSON (BERMUDA) LTD.
75%+
STEVE BRETT KATZNELSONIndirect owner · Schedule BInterest in RGC MANAGEMENT COMPANY, LLC
50% to < 75%
CHRISTOPHER L HINKELIndirect owner · Schedule BInterest in RGC MANAGEMENT COMPANY, LLC
25% to < 50%
THE STEVEN B. KATZNELSON 2012 TRUST F/B/O SARAH GRACE KATZNELSONIndirect owner · Schedule BInterest in IDLEWILD ASSOCIATES LP
25% to < 50%
THE STEVEN B. KATZNELSON 2012 TRUST F/B/O EMILY TESS KATZNELSONIndirect owner · Schedule BInterest in IDLEWILD ASSOCIATES LP
25% to < 50%
THE STEVEN B. KATZNELSON 2012 TRUST F/B/O JACOB MARK KATZNELSONIndirect owner · Schedule BInterest in IDLEWILD ASSOCIATES LP
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Radcliffe Capital Management, L.P..
Reported ownership and control details
Form ADV · Filing date 2026-03-30 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | RGC MANAGEMENT COMPANY, LLCGENERAL PARTNERDomestic entity | RADCLIFFE CAPITAL MANAGEMENT, L.P. | Less than 5%Code NA | Yes | GENERAL PARTNER08/2002 | Schedule APDF page 73 |
| 2 | MATTHEW ALLEN CASSIDYCHIEF FINANCIAL OFFICERIndividual | RADCLIFFE CAPITAL MANAGEMENT, L.P. | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER01/2009 | Schedule APDF page 73 |
| 3 | CHRISTOPHER L HINKELDIRECTOR OF RESEARCH/LIMITED PARTNERIndividual | RADCLIFFE CAPITAL MANAGEMENT, L.P. | 25% to less than 50%Code C | Yes | DIRECTOR OF RESEARCH/LIMITED PARTNER07/2009 | Schedule APDF page 73 |
| 4 | IDLEWILD ASSOCIATES LPLIMITED PARTNERDomestic entity | RADCLIFFE CAPITAL MANAGEMENT, L.P. | 10% to less than 25%Code B | No | LIMITED PARTNER09/2012 | Schedule APDF page 73 |
| 5 | STEVE BRETT KATZNELSONCHIEF INVESTMENT OFFICER/LIMITED PARTNERIndividual | RADCLIFFE CAPITAL MANAGEMENT, L.P. | 25% to less than 50%Code C | Yes | CHIEF INVESTMENT OFFICER/LIMITED PARTNER08/2002 | Schedule APDF page 73 |
| 6 | KUDU INVESTMENT US, LLCLIMITED PARTNERDomestic entity | RADCLIFFE CAPITAL MANAGEMENT, L.P. | 10% to less than 25%Code B | No | LIMITED PARTNER12/2021 | Schedule APDF page 73 |
| 7 | PETER MARTIN RUDNICKMANAGING DIRECTOR/LIMITED PARTNERIndividual | RADCLIFFE CAPITAL MANAGEMENT, L.P. | Less than 5%Code NA | Yes | MANAGING DIRECTOR/LIMITED PARTNER12/2022 | Schedule APDF page 73 |
| 8 | Ryan Edward AdamsMANAGING DIRECTOR/LIMITED PARTNERIndividual | RADCLIFFE CAPITAL MANAGEMENT, L.P. | Less than 5%Code NA | Yes | MANAGING DIRECTOR/LIMITED PARTNER12/2022 | Schedule APDF page 73 |
| 9 | Michael Paul GordonMANAGING DIRECTOR/LIMITED PARTNERIndividual | RADCLIFFE CAPITAL MANAGEMENT, L.P. | Less than 5%Code NA | Yes | MANAGING DIRECTOR/LIMITED PARTNER12/2022 | Schedule APDF page 73 |
| 10 | PETER R DUFFYDIRECTOR OF INVESTMENTSIndividual | RADCLIFFE CAPITAL MANAGEMENT, L.P. | Less than 5%Code NA | Yes | DIRECTOR OF INVESTMENTS01/2023 | Schedule APDF page 73 |
| 11 | Jonathan MootzCHIEF COMPLIANCE OFFICERIndividual | RADCLIFFE CAPITAL MANAGEMENT, L.P. | Less than 5%Code NA | No | CHIEF COMPLIANCE OFFICER01/2024 | Schedule APDF page 73 |
| 12 | CHRISTOPHER L HINKELMANAGING MEMBERIndividual | RGC MANAGEMENT COMPANY, LLC | 25% to less than 50%Code C | Yes | MANAGING MEMBER07/2009 | Schedule BPDF page 74 |
| 13 | THE STEVEN B. KATZNELSON 2012 TRUST F/B/O SARAH GRACE KATZNELSONLIMITED PARTNERDomestic entity | IDLEWILD ASSOCIATES LP | 25% to less than 50%Code C | No | LIMITED PARTNER02/2012 | Schedule BPDF page 74 |
| 14 | THE STEVEN B. KATZNELSON 2012 TRUST F/B/O EMILY TESS KATZNELSONLIMITED PARTNERDomestic entity | IDLEWILD ASSOCIATES LP | 25% to less than 50%Code C | No | LIMITED PARTNER02/2012 | Schedule BPDF page 74 |
| 15 | THE STEVEN B. KATZNELSON 2012 TRUST F/B/O JACOB MARK KATZNELSONLIMITED PARTNERDomestic entity | IDLEWILD ASSOCIATES LP | 25% to less than 50%Code C | No | LIMITED PARTNER02/2012 | Schedule BPDF page 74 |
| 16 | IDLEWILD ASSOCIATES GP LLCGENERAL PARTNERDomestic entity | IDLEWILD ASSOCIATES LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER02/2012 | Schedule BPDF page 74 |
| 17 | CHRISTOPHER L HINKELTRUSTEEIndividual | THE STEVEN B. KATZNELSON 2012 TRUST F/B/O SARAH GRACE KATZNELSON | Percentage not specifiedCode F | Yes | TRUSTEE02/2012 | Schedule BPDF page 74 |
| 18 | LAURIE L MACKIMMIETRUSTEEIndividual | THE STEVEN B. KATZNELSON 2012 TRUST F/B/O SARAH GRACE KATZNELSON | Percentage not specifiedCode F | Yes | TRUSTEE02/2012 | Schedule BPDF page 74 |
| 19 | LAURIE L MACKIMMIETRUSTEEIndividual | THE STEVEN B. KATZNELSON 2012 TRUST F/B/O EMILY TESS KATZNELSON | Percentage not specifiedCode F | Yes | TRUSTEE02/2012 | Schedule BPDF page 74 |
| 20 | LAURIE L MACKIMMIETRUSTEEIndividual | THE STEVEN B. KATZNELSON 2012 TRUST F/B/O JACOB MARK KATZNELSON | Percentage not specifiedCode F | Yes | TRUSTEE02/2012 | Schedule BPDF page 74 |
| 21 | CHRISTOPHER L HINKELTRUSTEEIndividual | THE STEVEN B. KATZNELSON 2012 TRUST F/B/O EMILY TESS KATZNELSON | Percentage not specifiedCode F | Yes | TRUSTEE02/2012 | Schedule BPDF page 74 |
| 22 | CHRISTOPHER L HINKELTRUSTEEIndividual | THE STEVEN B. KATZNELSON 2012 TRUST F/B/O JACOB MARK KATZNELSON | Percentage not specifiedCode F | Yes | TRUSTEE02/2012 | Schedule BPDF page 74 |
| 23 | LAURIE L MACKIMMIESOLE MEMBER AND SPECIAL MANAGERIndividual | IDLEWILD ASSOCIATES GP LLC | 75% or moreCode E | Yes | SOLE MEMBER AND SPECIAL MANAGER02/2012 | Schedule BPDF page 74 |
| 24 | STEVE BRETT KATZNELSONMANAGING MEMBERIndividual | RGC MANAGEMENT COMPANY, LLC | 50% to less than 75%Code D | Yes | MANAGING MEMBER08/2002 | Schedule BPDF page 74 |
| 25 | DOUGLAS PIERCE DOYLETRUSTEEIndividual | THE STEVEN B. KATZNELSON 2012 TRUST F/B/O EMILY TESS KATZNELSON | Percentage not specifiedCode F | Yes | TRUSTEE12/2012 | Schedule BPDF page 74 |
| 26 | DOUGLAS PIERCE DOYLETRUSTEEIndividual | THE STEVEN B. KATZNELSON 2012 TRUST F/B/O JACOB MARK KATZNELSON | Percentage not specifiedCode F | Yes | TRUSTEE12/2012 | Schedule BPDF page 74 |
| 27 | DOUGLAS PIERCE DOYLETRUSTEEIndividual | THE STEVEN B. KATZNELSON 2012 TRUST F/B/O SARAH GRACE KATZNELSON | Percentage not specifiedCode F | Yes | TRUSTEE12/2012 | Schedule BPDF page 74 |
| 28 | KUDU INVESTMENT HOLDINGS, LLCMANAGING MEMBERDomestic entity | KUDU INVESTMENT US, LLC | 75% or moreCode E | Yes | MANAGING MEMBER12/2019 | Schedule BPDF page 74 |
| 29 | KUDU INVESTMENT MANAGEMENT LLCMANAGING MEMBERDomestic entity | KUDU INVESTMENT HOLDINGS, LLC | 75% or moreCode E | Yes | MANAGING MEMBER12/2019 | Schedule BPDF page 74 |
| 30 | JONATHAN ADAM CRAMERDIRECTORIndividual | KUDU INVESTMENT MANAGEMENT LLC | Percentage not specifiedCode F | Yes | DIRECTOR02/2018 | Schedule BPDF page 74 |
| 31 | GEORGE MANNING ROUNTREEDIRECTORIndividual | KUDU INVESTMENT MANAGEMENT LLC | Percentage not specifiedCode F | Yes | DIRECTOR02/2018 | Schedule BPDF page 74 |
| 32 | Wesley Conger BellDIRECTORIndividual | KUDU INVESTMENT MANAGEMENT LLC | Percentage not specifiedCode F | Yes | DIRECTOR02/2018 | Schedule BPDF page 74 |
| 33 | WM REGENT LTD.MEMBERForeign entity | KUDU INVESTMENT MANAGEMENT LLC | 75% or moreCode E | Yes | MEMBER10/2020 | Schedule BPDF page 75 |
| 34 | WM INTERNATIONAL HOLDINGS LTD.SHAREHOLDERForeign entity | WM REGENT LTD. | 75% or moreCode E | Yes | SHAREHOLDER10/2020 | Schedule BPDF page 75 |
| 35 | WM HINSON (BERMUDA) LTD.SHAREHOLDERForeign entity | WM INTERNATIONAL HOLDINGS LTD. | 75% or moreCode E | Yes | SHAREHOLDER10/2020 | Schedule BPDF page 75 |
| 36 | WHITE MOUNTAINS INSURANCE GROUP, LTD.SHAREHOLDERForeign entity | WM HINSON (BERMUDA) LTD. | 75% or moreCode E | Yes | SHAREHOLDER10/2020 | Schedule BPDF page 75 |
| 37 | ROBERT SCOTT JAKACKIDIRECTORIndividual | KUDU INVESTMENT MANAGEMENT LLC | Percentage not specifiedCode F | Yes | DIRECTOR12/2014 | Schedule BPDF page 75 |
| 38 | CHARLES ANTHONY RUFFELDIRECTORIndividual | KUDU INVESTMENT MANAGEMENT LLC | Percentage not specifiedCode F | Yes | DIRECTOR12/2014 | Schedule BPDF page 75 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/30/2026 2:40:16 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.