Capital Markets Iq, LLC is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated April 20, 2026, reports $571M in regulatory assets under management, 23 employees, 18 offices, and 884 accounts.
Portfolio management for individuals and small businesses
Fee models offered
4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 68.7% of total clients.
Top client categories% of clientsClients
1
Individuals
68.7%
607
2
Pension Plans
11.4%
101
3
HNWI
10.3%
91
4
Corporations
8.8%
78
5
Charitable
0.8%
7
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$571Mas of April 20, 2026
Discretionary79.7%
$456M
80% of total RAUM79.7%
Non-discretionary20.3%
$116M
20% of total RAUM20.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$571M
Total Accounts884
10Y AUM Change+$411M (+255.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees23
Clients per Employee38:1
10Y Employee Change-13 (-36.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.