BLACK MOUNTAIN, NCCRD 134884Latest ADV February 22, 2026
Collie Financial Planning, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Black Mountain, NC. Its latest Form ADV filing, dated February 22, 2026, reports $163M in regulatory assets under management, 2 employees, 1 office, and 732 accounts.
Assets Under Management
$163M
Employees
2
Offices
1 office
Total Clients
243
Primary office
BLACK MOUNTAIN, NC
101 MIDLAND AVE, BLACK MOUNTAIN, NC, United States
Top client segmentIndividuals represent 77.4% of total clients.
Top client categories% of clientsClients
1
Individuals
77.4%
188
2
HNWI
22.2%
54
3
Charitable
0.4%
1
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$163Mas of February 22, 2026
Discretionary100.0%
$163M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$163M
Total Accounts732
10Y AUM Change+$36M (+28.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee122:1
10Y Employee Change+1 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.