CEDAR CITY, UTCRD 134578Latest ADV August 13, 2026
Heaton Financial, Pc is an SEC registered investment adviser organized as a corporation with a primary office location in Cedar City, UT. Its latest Form ADV filing, dated August 13, 2026, reports $140M in regulatory assets under management, 2 employees, 1 office, and 660 accounts.
Assets Under Management
$140M
Employees
2
Offices
1 office
Total Clients
336
Primary office
CEDAR CITY, UT
337 S MAIN, SUITE 120, CEDAR CITY, UT, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked Sep 12, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 89.6% of total clients.
Top client categories% of clientsClients
1
Individuals
89.6%
301
2
HNWI
9.2%
31
3
Corporations
1.2%
4
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$140Mas of August 13, 2026
Discretionary94.2%
$132M
94% of total RAUM94.2%
Non-discretionary5.8%
$8M
6% of total RAUM5.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$140M
Total Accounts660
10Y AUM Change$0 (0.0%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee168:1
10Y Employee Change0 (0.0%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.