Herbert J. Sims Capital Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Fairfield, CT.
Assets Under Management
$437M
Employees
30
Offices
4 offices
Total Clients
350
Primary office
FAIRFIELD, CT
2150 POST ROAD, SUITE 301, FAIRFIELD, CT, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
1 types reported
Asset based fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 73.1% of total clients.
Top client categories% of clientsClients
1
Individuals
73.1%
256
2
HNWI
23.1%
81
3
Corporations
3.4%
12
4
Charitable
0.3%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$437Mas of April 27, 2026
Discretionary75.7%
$331M
76% of total RAUM75.7%
Non-discretionary24.3%
$106M
24% of total RAUM24.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$437M
Total Accounts685
10Y AUM Change+$260M (+146.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees30
Clients per Employee12:1
10Y Employee Change-8 (-21.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.