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Firm profile

Herbert J. Sims Capital Management, Inc..

FAIRFIELD, CTCRD 134510Latest ADV April 27, 2026

Herbert J. Sims Capital Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Fairfield, CT.

Assets Under Management
$437M
Employees
30
Offices
4 offices
Total Clients
350
Primary office
FAIRFIELD, CT
2150 POST ROAD, SUITE 301, FAIRFIELD, CT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOValerie Hebert
CFOJason H. Diamond

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for individuals and small businesses
Selection of other advisers

Fee models offered

1 types reported
Asset based fees
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 73.1% of total clients.
Top client categories% of clientsClients
1
Individuals
73.1%
256
2
HNWI
23.1%
81
3
Corporations
3.4%
12
4
Charitable
0.3%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$437Mas of April 27, 2026
Discretionary75.7%
$331M
76% of total RAUM75.7%
Non-discretionary24.3%
$106M
24% of total RAUM24.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$437M
Total Accounts685
10Y AUM Change+$260M (+146.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees30
Clients per Employee12:1
10Y Employee Change-8 (-21.1%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.