LAKE WYLIE, SCCRD 134217Latest ADV February 18, 2026
Catawba River Capital is an SEC registered investment adviser organized as a corporation with a primary office location in Lake Wylie, SC. Its latest Form ADV filing, dated February 18, 2026, reports $325M in regulatory assets under management, 4 employees, 1 office, and 896 accounts.
Assets Under Management
$325M
Employees
4
Offices
1 office
Total Clients
275
Primary office
LAKE WYLIE, SC
4100 CHARLOTTE HWY., LAKE WYLIE, SC, United States
Top client segmentIndividuals represent 50.5% of total clients.
Top client categories% of clientsClients
1
Individuals
50.5%
139
2
HNWI
42.9%
118
3
Corporations
2.9%
8
4
Pension Plans
2.2%
6
5
Charitable
1.5%
4
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$325Mas of February 18, 2026
Discretionary83.4%
$271M
83% of total RAUM83.4%
Non-discretionary16.6%
$54M
17% of total RAUM16.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$325M
Total Accounts896
10Y AUM Change+$205M (+170.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee69:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.