Firm profile

Team Financial Strategies

ABILENE, TXCRD 134104Registration Status: ApprovedEffective since September 23, 2013SEC # 801-78596Latest ADV August 18, 2026

Team Financial Strategies is an SEC registered investment adviser with a primary office location in Abilene, TX. Its latest Form ADV filing, dated August 18, 2026, reports $262M in regulatory assets under management, 11 employees, 3 offices, and 1,205 accounts.

Assets Under Management
$262M
Employees
11
Offices
3 offices
Total Clients
292

Associated firm names

3 names listed
  • J. TEAM FINANCIAL, INC.
  • TEAM, JOSEPH S.
  • TEAM FINANCIAL STRATEGIES

Leadership

3 roles identified
CEOJoseph S. Team
CCOMatthew M. Giggey
CFOBlake E. Marion

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees

Offices & Contact

Primary office

ABILENE, Texas, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Texas

ABILENEPrimary office · GRANBURY · FLOWER MOUND

3 office records listed · 3 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$262Mas of August 18, 2026
Discretionary93.0%
$244M
93% of total RAUM93.0%
Non-discretionary7.0%
$18M
7% of total RAUM7.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 72.3% of total clients.
Top client categories% of clientsClients
1
Individuals
72.3%
211
2
HNWI
24.7%
72
3
Corporations
2.4%
7
4
Investment Cos.
0.3%
1
5
Pooled Investment Vehicles
0.3%
1
Categories with <5 clients
Pension and profit sharing plans<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$262M
Total Accounts1,205
10Y AUM Change+$189M (+258.0%)

Private Funds

Private funds reported by Team Financial Strategies

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees11
Clients per Employee27:1
10Y Employee Change+3 (+37.5%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
JOSEPH SHANE TEAMDirect owner · Schedule AInterest in TEAM FINANCIAL STRATEGIES
75%+
HARRY KYLE SHEETSDirect owner · Schedule AInterest in TEAM FINANCIAL STRATEGIES
< 5%
LANDON TED SHEETSDirect owner · Schedule AInterest in TEAM FINANCIAL STRATEGIES
< 5%
ZACHARY KYLE SHEETSDirect owner · Schedule AInterest in TEAM FINANCIAL STRATEGIES
< 5%
BLAKE E MARIONDirect owner · Schedule AInterest in TEAM FINANCIAL STRATEGIES
< 5%
James LeavellDirect owner · Schedule AInterest in TEAM FINANCIAL STRATEGIES
< 5%
CHAD BRANDON HOESDirect owner · Schedule AInterest in TEAM FINANCIAL STRATEGIES
< 5%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Team Financial Strategies.

No indirect ownership information reported in the source’s Schedule B.

Reported ownership and control details

Form ADV · Filing date 2026-08-18 · Schedules A and B

8 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1JOSEPH SHANE TEAMPRESIDENT/CEOIndividualTEAM FINANCIAL STRATEGIES75% or moreCode EYesPRESIDENT/CEO08/2007Schedule APDF page 25
2HARRY KYLE SHEETSSHAREHOLDERIndividualTEAM FINANCIAL STRATEGIESLess than 5%Code NANoSHAREHOLDER04/2017Schedule APDF page 25
3LANDON TED SHEETSSHAREHOLDERIndividualTEAM FINANCIAL STRATEGIESLess than 5%Code NANoSHAREHOLDER04/2017Schedule APDF page 25
4ZACHARY KYLE SHEETSSHAREHOLDERIndividualTEAM FINANCIAL STRATEGIESLess than 5%Code NANoSHAREHOLDER04/2017Schedule APDF page 25
5BLAKE E MARIONSHAREHOLDER; CHIEF FINANCIAL OFFICERIndividualTEAM FINANCIAL STRATEGIESLess than 5%Code NANoSHAREHOLDER; CHIEF FINANCIAL OFFICER01/2018Schedule APDF page 25
6MATTHEW MICHAEL GIGGEYCHIEF COMPLIANCE OFFICERIndividualTEAM FINANCIAL STRATEGIESLess than 5%Code NANoCHIEF COMPLIANCE OFFICER08/2023Schedule APDF page 25
7James LeavellSHAREHOLDERIndividualTEAM FINANCIAL STRATEGIESLess than 5%Code NANoSHAREHOLDER07/2024Schedule APDF page 25
8CHAD BRANDON HOESSHAREHOLDERIndividualTEAM FINANCIAL STRATEGIESLess than 5%Code NANoSHAREHOLDER07/2024Schedule APDF page 25

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 8/18/2026 9:42:05 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.