Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by W1m Wealth Management Limited
Loading private fund disclosures…
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
W1M GROUP LIMITEDDirect owner · Schedule AInterest in W1M WEALTH MANAGEMENT LIMITED
75%+
SABRINA BIDCO LIMITEDIndirect owner · Schedule BInterest in W1M GROUP LIMITED
75%+
SABRINA MIDCO LIMITEDIndirect owner · Schedule BInterest in SABRINA BIDCO LIMITED
75%+
SABRINA TOPCO LIMITEDIndirect owner · Schedule BInterest in SABRINA MIDCO LIMITED
75%+
LM SABRINA HOLDINGS LPIndirect owner · Schedule BInterest in SABRINA HOLDCO LIMITED
75%+
LM EQUITY PARTNERS V-A LPIndirect owner · Schedule BInterest in LM SABRINA INVESTMENT HOLDINGS INC
75%+
FUND V UGP LLCIndirect owner · Schedule BInterest in LM EQUITY ADVISORS V LP
75%+
LOVELL MINNICK PARTNERS LLCIndirect owner · Schedule BInterest in FUND V UGP LLC
75%+
LOVELL MINNICK HOLDINGS LLCIndirect owner · Schedule BInterest in LOVELL MINNICK PARTNERS LLC
75%+
SABRINA HOLDCO LIMITEDIndirect owner · Schedule BInterest in SABRINA TOPCO LIMITED
50% to < 75%
LM EQUITY PARTNERS V LPIndirect owner · Schedule BInterest in LM SABRINA HOLDINGS LP
50% to < 75%
LM SABRINA INVESTMENT HOLDINGS INCIndirect owner · Schedule BInterest in LM SABRINA HOLDINGS LP
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to W1m Wealth Management Limited.
Reported ownership and control details
Form ADV · Filing date 2026-05-07 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | W1M GROUP LIMITEDSOLE SHAREHOLDERForeign entity | W1M WEALTH MANAGEMENT LIMITED | 75% or moreCode E | Yes | SOLE SHAREHOLDER10/1988 | Schedule APDF page 25 |
| 2 | GUY ANDREW MCGLASHANCHIEF EXECUTIVE OFFICER AND DIRECTORIndividual | W1M WEALTH MANAGEMENT LIMITED | Less than 5%Code NA | Yes | CHIEF EXECUTIVE OFFICER AND DIRECTOR06/2017 | Schedule APDF page 25 |
| 3 | DOMINIC TIMOTHY EDWARD CRABBCHIEF COMPLIANCE OFFICER AND DIRECTORIndividual | W1M WEALTH MANAGEMENT LIMITED | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER AND DIRECTOR08/2018 | Schedule APDF page 25 |
| 4 | ROBERT CHARLES PAULDIRECTORIndividual | W1M WEALTH MANAGEMENT LIMITED | Less than 5%Code NA | Yes | DIRECTOR03/2020 | Schedule APDF page 25 |
| 5 | STEPHEN THOMAS MATTHEW MURPHYNON-EXECUTIVE CHAIRMANIndividual | W1M WEALTH MANAGEMENT LIMITED | Less than 5%Code NA | Yes | NON-EXECUTIVE CHAIRMAN03/2020 | Schedule APDF page 25 |
| 6 | ANANTH STEVEN SINGH CHHOKEREXECUTIVE DIRECTORIndividual | W1M WEALTH MANAGEMENT LIMITED | Less than 5%Code NA | No | EXECUTIVE DIRECTOR07/2024 | Schedule APDF page 25 |
| 7 | MICHAEL DAVID ALLENEXECUTIVE DIRECTORIndividual | W1M WEALTH MANAGEMENT LIMITED | Less than 5%Code NA | No | EXECUTIVE DIRECTOR07/2024 | Schedule APDF page 25 |
| 8 | DAVID MORGANNON- EXECUTIVE DIRECTORIndividual | W1M WEALTH MANAGEMENT LIMITED | Less than 5%Code NA | No | NON- EXECUTIVE DIRECTOR07/2024 | Schedule APDF page 25 |
| 9 | Alexandra Winifred Louise NapierNON EXECUTIVE DIRECTORIndividual | W1M WEALTH MANAGEMENT LIMITED | Less than 5%Code NA | No | NON EXECUTIVE DIRECTOR07/2024 | Schedule APDF page 25 |
| 10 | Sebastian Simon DoveyNON EXECUTIVE DIRECTORIndividual | W1M WEALTH MANAGEMENT LIMITED | Less than 5%Code NA | No | NON EXECUTIVE DIRECTOR07/2024 | Schedule APDF page 25 |
| 11 | SABRINA BIDCO LIMITEDSOLE SHAREHOLDERForeign entity | W1M GROUP LIMITED | 75% or moreCode E | Yes | SOLE SHAREHOLDER03/2023 | Schedule BPDF page 26 |
| 12 | SABRINA MIDCO LIMITEDSOLE SHAREHOLDERForeign entity | SABRINA BIDCO LIMITED | 75% or moreCode E | Yes | SOLE SHAREHOLDER05/2022 | Schedule BPDF page 26 |
| 13 | SABRINA TOPCO LIMITEDSOLE SHAREHOLDERForeign entity | SABRINA MIDCO LIMITED | 75% or moreCode E | Yes | SOLE SHAREHOLDER05/2022 | Schedule BPDF page 26 |
| 14 | SABRINA HOLDCO LIMITEDSHAREHOLDERForeign entity | SABRINA TOPCO LIMITED | 50% to less than 75%Code D | Yes | SHAREHOLDER01/2023 | Schedule BPDF page 26 |
| 15 | LM SABRINA HOLDINGS LPSOLE SHAREHOLDERForeign entity | SABRINA HOLDCO LIMITED | 75% or moreCode E | Yes | SOLE SHAREHOLDER01/2023 | Schedule BPDF page 26 |
| 16 | LM SABRINA INVESTMENT HOLDINGS INCSHAREHOLDERForeign entity | LM SABRINA HOLDINGS LP | 25% to less than 50%Code C | Yes | SHAREHOLDER12/2022 | Schedule BPDF page 26 |
| 17 | LM EQUITY PARTNERS V LPSHAREHOLDERForeign entity | LM SABRINA HOLDINGS LP | 50% to less than 75%Code D | Yes | SHAREHOLDER05/2022 | Schedule BPDF page 26 |
| 18 | LM EQUITY PARTNERS V-A LPSHAREHOLDERForeign entity | LM SABRINA INVESTMENT HOLDINGS INC | 75% or moreCode E | Yes | SHAREHOLDER12/2022 | Schedule BPDF page 26 |
| 19 | LM EQUITY ADVISORS V LPGENERAL PARTNERForeign entity | LM EQUITY PARTNERS V LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER12/2022 | Schedule BPDF page 26 |
| 20 | LM EQUITY ADVISORS V LPGENERAL PARTNERForeign entity | LM SABRINA HOLDINGS LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER12/2022 | Schedule BPDF page 26 |
| 21 | LM EQUITY ADVISORS V LPGENERAL PARTNERForeign entity | LM EQUITY PARTNERS V-A LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER12/2022 | Schedule BPDF page 26 |
| 22 | FUND V UGP LLCSOLE SHAREHOLDERForeign entity | LM EQUITY ADVISORS V LP | 75% or moreCode E | Yes | SOLE SHAREHOLDER01/2018 | Schedule BPDF page 26 |
| 23 | LOVELL MINNICK PARTNERS LLCSOLE SHAREHOLDERForeign entity | FUND V UGP LLC | 75% or moreCode E | Yes | SOLE SHAREHOLDER01/2018 | Schedule BPDF page 26 |
| 24 | LOVELL MINNICK HOLDINGS LLCSOLE SHAREHOLDERForeign entity | LOVELL MINNICK PARTNERS LLC | 75% or moreCode E | Yes | SOLE SHAREHOLDER01/2018 | Schedule BPDF page 26 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 5/7/2026 9:46:12 AM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.