Carolina Wealth Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Greenville, NC. Its latest Form ADV filing, dated April 27, 2026, reports $798M in regulatory assets under management, 10 employees, 1 office, and 1,494 accounts.
Assets Under Management
$798M
Employees
10
Offices
1 office
Total Clients
646
Primary office
GREENVILLE, NC
1706-A EAST ARLINGTON BLVD., GREENVILLE, NC, United States
Top client segmentIndividuals represent 68.6% of total clients.
Top client categories% of clientsClients
1
Individuals
68.6%
443
2
HNWI
22.3%
144
3
Pension Plans
6.5%
42
4
Charitable
1.4%
9
5
Corporations
1.2%
8
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$798Mas of April 27, 2026
Discretionary73.1%
$584M
73% of total RAUM73.1%
Non-discretionary26.9%
$215M
27% of total RAUM26.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$798M
Total Accounts1,494
10Y AUM Change+$582M (+269.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee65:1
10Y Employee Change+5 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.