Regency Wealth Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Ramsey, NJ. Its latest Form ADV filing, dated March 17, 2026, reports $643M in regulatory assets under management, 8 employees, and 1,257 accounts.
Assets Under Management
$643M
Employees
8
Offices
--
Total Clients
312
Primary office
RAMSEY, NJ
500 NORTH FRANKLIN TURNPIKE, SUITE 212, RAMSEY, NJ, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentHNWI represent 59.0% of total clients.
Top client categories% of clientsClients
1
HNWI
59.0%
184
2
Individuals
33.0%
103
3
Charitable
5.8%
18
4
Pension Plans
1.3%
4
5
Corporations
1.0%
3
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$643Mas of March 17, 2026
Discretionary95.7%
$615M
96% of total RAUM95.7%
Non-discretionary4.3%
$28M
4% of total RAUM4.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$643M
Total Accounts1,257
10Y AUM Change+$423M (+192.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee39:1
10Y Employee Change+3 (+60.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.