Keynote Financial Services, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Vernon, CT. Its latest Form ADV filing, dated March 11, 2026, reports $227M in regulatory assets under management, 2 employees, and 536 accounts.
Assets Under Management
$227M
Employees
2
Offices
--
Total Clients
209
Primary office
VERNON, CT
7 KEYNOTE DRIVE, SUITE D, VERNON, CT, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 59.8% of total clients.
Top client categories% of clientsClients
1
Individuals
59.8%
125
2
HNWI
34.9%
73
3
Pension Plans
2.9%
6
4
Charitable
1.9%
4
5
Corporations
0.5%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$227Mas of March 11, 2026
Discretionary100.0%
$227M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$227M
Total Accounts536
10Y AUM Change+$95M (+72.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee105:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.