Lesa Sroufe & Company, Inc. is an SEC registered investment adviser with a primary office location in Seattle, WA. Its latest Form ADV filing, dated March 26, 2026, reports $207M in regulatory assets under management, 4 employees, and 238 accounts.
Assets Under Management
$207M
Employees
4
Offices
--
Total Clients
238
Primary office
SEATTLE, WA
801 SECOND AVE, SUITE 304, SEATTLE, WA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 92.9% of total clients.
Top client categories% of clientsClients
1
HNWI
92.9%
221
2
Individuals
7.1%
17
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$207Mas of March 26, 2026
Discretionary96.0%
$199M
96% of total RAUM96.0%
Non-discretionary4.0%
$8M
4% of total RAUM4.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$207M
Total Accounts238
10Y AUM Change+$14M (+7.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee60:1
10Y Employee Change-2 (-33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.