Firm profile

FEDERMANN FINANCIAL ADVISORS INC.

ROCKY POINT, NYCRD 129975Latest ADV February 17, 2026

Federmann Financial Advisors Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Rocky Point, NY. Its latest Form ADV filing, dated February 17, 2026, reports $108M in regulatory assets under management, 3 employees, 1 office, and 167 accounts.

Assets Under Management
$108M
Employees
3
Offices
1 office
Total Clients
58
Primary office
ROCKY POINT, NY
745 ROUTE 25A, SUITE C, ROCKY POINT, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(631) 981-1904
WebsiteNot reported
LinkedInNot reported

Leadership

1 roles identified
CCOLisa A. Kelly

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentHNWI represent 58.6% of total clients.
Top client categories% of clientsClients
1
HNWI
58.6%
34
2
Individuals
41.4%
24

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$108Mas of February 17, 2026
Discretionary100.0%
$108M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$108M
Total Accounts167
10Y AUM Change+$69M (+178.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee19:1
10Y Employee Change+1 (+50.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.