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Firm profile

Wernau Asset Management

GLOUCESTER, MACRD 129473Latest ADV February 4, 2026

Wernau Asset Management is an SEC registered investment adviser organized as a corporation with a primary office location in Gloucester, MA. Its latest Form ADV filing, dated February 4, 2026, reports $203M in regulatory assets under management, 2 employees, and 225 accounts.

Assets Under Management
$203M
Employees
2
Offices
--
Total Clients
103
Primary office
GLOUCESTER, MA
30 WESTERN AVE, SUITE 206, GLOUCESTER, MA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOPeter C. Wernau
CCOJonathan L. Iannacone

Advisory services offered

4 types reported
Financial Planning Services
Other advisory services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentHNWI represent 69.9% of total clients.
Top client categories% of clientsClients
1
HNWI
69.9%
72
2
Individuals
28.2%
29
3
Charitable
1.9%
2
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$203Mas of February 4, 2026
Discretionary100.0%
$203M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$203M
Total Accounts225
10Y AUM Change+$90M (+79.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees2
Clients per Employee52:1
10Y Employee Change0 (0.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.