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Firm profile

Harbor Light Planning

CRD 129022Registration Status: ApprovedEffective since May 29, 2026Latest ADV May 1, 2026

Harbor Light Planning is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated May 1, 2026, reports $111M in regulatory assets under management, 1 employee, and 314 accounts.

Assets Under Management
$111M
Employees
1
Offices
--
Total Clients
72
Primary office
—
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJarryd D. Smith

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked Aug 22, 2026

Client Coverage Demographics

Top client segmentHNWI represent 70.8% of total clients.
Top client categories% of clientsClients
1
HNWI
70.8%
51
2
Individuals
29.2%
21

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$111Mas of May 1, 2026
Discretionary100.0%
$111M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$111M
Total Accounts314
10Y AUM Change—

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees1
Clients per Employee72:1
10Y Employee Change—

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.