Cape Ann Capital, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Concord, MA. Its latest Form ADV filing, dated March 31, 2026, reports $193M in regulatory assets under management, 2 employees, 1 office, and 549 accounts.
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 80.5% of total clients.
Top client categories% of clientsClients
1
Individuals
80.5%
198
2
HNWI
17.1%
42
3
Pension Plans
1.2%
3
4
Charitable
1.2%
3
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$193Mas of March 31, 2026
Discretionary93.9%
$181M
94% of total RAUM93.9%
Non-discretionary6.1%
$12M
6% of total RAUM6.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$193M
Total Accounts549
10Y AUM Change+$74M (+61.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee123:1
10Y Employee Change-1 (-33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.