Financial Futures is an SEC registered investment adviser organized as a limited liability company with a primary office location in Brielle, NJ. Its latest Form ADV filing, dated March 18, 2026, reports $270M in regulatory assets under management, 5 employees, and 759 accounts.
Assets Under Management
$270M
Employees
5
Offices
--
Total Clients
206
Primary office
BRIELLE, NJ
RIVER PLACE EXECUTIVE CENTER, 1027 NJ-70, SUITE 201, BRIELLE, NJ, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 55.8% of total clients.
Top client categories% of clientsClients
1
Individuals
55.8%
115
2
HNWI
43.2%
89
3
Pension Plans
0.5%
1
4
Charitable
0.5%
1
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$270Mas of March 18, 2026
Discretionary100.0%
$270M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$270M
Total Accounts759
10Y AUM Change+$136M (+101.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee41:1
10Y Employee Change+2 (+66.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.