Firm profile

Colton Groome Financial Advisors, LLC

ASHEVILLE, NCCRD 128365Registration Status: ApprovedEffective since May 23, 2018SEC # 801-113274Latest ADV September 3, 2026

Colton Groome Financial Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Asheville, NC. Its latest Form ADV filing, dated September 3, 2026, reports $725M in regulatory assets under management, 16 employees, 3 offices, and 1,096 accounts.

Assets Under Management
$725M
Employees
16
Offices
3 offices
Total Clients
362

Associated firm names

2 names listed
  • CG ADVISORY SERVICES, L.L.C.
  • COLTON GROOME FINANCIAL ADVISORS, LLC

Leadership

4 roles identified
CEOGeorge T. Groome
CEOMatthew L. Groome
CCOTaylor B. Poteat

Advisory services offered

5 types reported
Financial Planning Services
Other advisory services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Other fee arrangements

Offices & Contact

Primary office

ASHEVILLE, North Carolina, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

North Carolina

ASHEVILLEPrimary office · ARDEN

2 office records listed · 3 total offices reported. 1 additional office addresses are undisclosed and are not mapped. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$725Mas of September 3, 2026
Discretionary97.6%
$707M
98% of total RAUM97.6%
Non-discretionary2.4%
$18M
2% of total RAUM2.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentHNWI represent 49.7% of total clients.
Top client categories% of clientsClients
1
HNWI
49.7%
180
2
Individuals
45.9%
166
3
Corporations
1.9%
7
4
Charitable
1.7%
6
5
Pension Plans
0.8%
3
Categories with <5 clients
Pension and profit sharing plans<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$725M
Total Accounts1,096
10Y AUM Change+$606M (+507.2%)

Private Funds

Private funds reported by Colton Groome Financial Advisors, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees16
Clients per Employee23:1
10Y Employee Change+5 (+45.5%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
GROOME HOLDINGS, LLC.Direct owner · Schedule AInterest in COLTON GROOME FINANCIAL ADVISORS, LLC
75%+
MATTHEW LINDSAY GROOMEIndirect owner · Schedule BInterest in GROOME HOLDINGS, LLC.
25% to < 50%
GEORGE TATUM GROOMEIndirect owner · Schedule BInterest in GROOME HOLDINGS, LLC.
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Colton Groome Financial Advisors, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-09-03 · Schedules A and B

6 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1GEORGE TATUM GROOMECO-CEOIndividualCOLTON GROOME FINANCIAL ADVISORS, LLCLess than 5%Code NAYesCO-CEO01/2017Schedule APDF page 21
2MATTHEW LINDSAY GROOMECO-CEOIndividualCOLTON GROOME FINANCIAL ADVISORS, LLCLess than 5%Code NAYesCO-CEO01/2017Schedule APDF page 21
3GROOME HOLDINGS, LLC.OWNERDomestic entityCOLTON GROOME FINANCIAL ADVISORS, LLC75% or moreCode EYesOWNER01/2016Schedule APDF page 21
4TAYLOR BELL POTEATCCO & COOIndividualCOLTON GROOME FINANCIAL ADVISORS, LLCLess than 5%Code NANoCCO & COO08/2021Schedule APDF page 21
5MATTHEW LINDSAY GROOMEOWNERIndividualGROOME HOLDINGS, LLC.25% to less than 50%Code CYesOWNER01/2016Schedule BPDF page 22
6GEORGE TATUM GROOMEOWNERIndividualGROOME HOLDINGS, LLC.25% to less than 50%Code CYesOWNER01/2016Schedule BPDF page 22

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 9/3/2026 2:16:48 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.