Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Van Berkom and Associates Inc..
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
JSVB INVESTMENTS INC.Direct owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
10% to < 25%
9245-3588 QUEBEC INC.Direct owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
10% to < 25%
FOUR LAKES INVESTMENTS INC.Direct owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
10% to < 25%
SNOWY OWL CAPITAL INC.Direct owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
10% to < 25%
BEAUREPAIRE HOLDINGS INC.Direct owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
10% to < 25%
JOANNES SEBASTIAN VAN BERKOMDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
MATHIEU SIROISDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
MUHAMMAD AMMAR ALIDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
GABRIEL BOUCHARD- PHILLIPSDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
Julien CicciDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
ALEXANDRE INNESDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
Zhuo LingDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
FRANCOIS WATIERDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
MAXIME ROBILLARDDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
Patrick LamontagneDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
MELISSA GASSERDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
KARIM HADDADDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
ANDY KONGDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
Alexander TiscioneDirect owner · Schedule AInterest in VAN BERKOM AND ASSOCIATES INC.
< 5%
VAN BERKOM J SEBASTIANIndirect owner · Schedule BInterest in JSVB INVESTMENTS INC.
75%+
SIROIS MATHIEUIndirect owner · Schedule BInterest in 9245-3588 QUEBEC INC.
75%+
OWEN GIBBONSIndirect owner · Schedule BInterest in FOUR LAKES INVESTMENTS INC.
75%+
BOUCHARD-PHILLIPS, GABRIELIndirect owner · Schedule BInterest in SNOWY OWL CAPITAL INC.
75%+
Zhuo LingIndirect owner · Schedule BInterest in BEAUREPAIRE HOLDINGS INC.
75%+
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Van Berkom and Associates Inc...
Reported ownership and control details
Form ADV · Filing date 2026-09-28 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | JSVB INVESTMENTS INC.HOLDING COMPANY, WHOLLY-OWNED BY J SEBASTIAN VAN BERKOMForeign entity | VAN BERKOM AND ASSOCIATES INC. | 10% to less than 25%Code B | No | HOLDING COMPANY, WHOLLY-OWNED BY J SEBASTIAN VAN BERKOM07/1991 | Schedule APDF page 21 |
| 2 | JOANNES SEBASTIAN VAN BERKOMFOUNDER & PARTNER, HONORARY CHAIRMAN OF THE BOARDIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | FOUNDER & PARTNER, HONORARY CHAIRMAN OF THE BOARD01/2021 | Schedule APDF page 21 |
| 3 | MATHIEU SIROISPARTNER, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR PORTFOLIO MANAGER, U.S. SMALL-CAP EQUITIES, ULTIMATE DESIGNATED PERSONIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | Yes | PARTNER, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR PORTFOLIO MANAGER, U.S. SMALL-CAP EQUITIES, ULTIMATE DESIGNATED PERSON01/2021 | Schedule APDF page 21 |
| 4 | MUHAMMAD AMMAR ALIPARTNER & SENIOR ANALYST, U.S. SMALL-CAP EQUITIESIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | PARTNER & SENIOR ANALYST, U.S. SMALL-CAP EQUITIES03/2011 | Schedule APDF page 21 |
| 5 | 9245-3588 QUEBEC INC.HOLDING COMPANY, WHOLLY-OWNED BY MATHIEU SIROISForeign entity | VAN BERKOM AND ASSOCIATES INC. | 10% to less than 25%Code B | Yes | HOLDING COMPANY, WHOLLY-OWNED BY MATHIEU SIROIS06/2011 | Schedule APDF page 21 |
| 6 | GHISLAINE VAN BERKOMSECRETARYIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | SECRETARY07/1991 | Schedule APDF page 21 |
| 7 | GABRIEL BOUCHARD- PHILLIPSPARTNER & SENIOR PORTFOLIO MANAGER, CANADIAN SMALL-CAP EQUITIESIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | Yes | PARTNER & SENIOR PORTFOLIO MANAGER, CANADIAN SMALL-CAP EQUITIES01/2021 | Schedule APDF page 21 |
| 8 | Julien CicciPARTNER, SENIOR ANALYST, U.S. SMALL-CAP EQUITIESIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | PARTNER, SENIOR ANALYST, U.S. SMALL-CAP EQUITIES03/2019 | Schedule APDF page 21 |
| 9 | ALEXANDRE INNESPARTNER, SENIOR ANALYST, U.S. SMALL-CAP EQUITIESIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | PARTNER, SENIOR ANALYST, U.S. SMALL-CAP EQUITIES03/2019 | Schedule APDF page 21 |
| 10 | Zhuo LingPARTNER, SENIOR PORTFOLIO MANAGER, GLOBAL EQUITIESIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | Yes | PARTNER, SENIOR PORTFOLIO MANAGER, GLOBAL EQUITIES03/2017 | Schedule APDF page 21 |
| 11 | FOUR LAKES INVESTMENTS INC.HOLDING COMPANY, WHOLLY-OWNED BY OWEN GIBBONSForeign entity | VAN BERKOM AND ASSOCIATES INC. | 10% to less than 25%Code B | Yes | HOLDING COMPANY, WHOLLY-OWNED BY OWEN GIBBONS07/2020 | Schedule APDF page 21 |
| 12 | SNOWY OWL CAPITAL INC.HOLDING COMPANY, WHOLLY-OWNED BY GABRIEL BOUCHARD-PHILLIPSForeign entity | VAN BERKOM AND ASSOCIATES INC. | 10% to less than 25%Code B | Yes | HOLDING COMPANY, WHOLLY-OWNED BY GABRIEL BOUCHARD-PHILLIPS01/2022 | Schedule APDF page 21 |
| 13 | FRANCOIS WATIERPARTNER, SENIOR ANALYST, CANADIAN SMALL-CAP EQUITIESIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | PARTNER, SENIOR ANALYST, CANADIAN SMALL-CAP EQUITIES05/2022 | Schedule APDF page 21 |
| 14 | MAXIME ROBILLARDPARTNER, SENIOR ANALYST, CANADIAN SMALL-CAP EQUITIESIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | PARTNER, SENIOR ANALYST, CANADIAN SMALL-CAP EQUITIES05/2022 | Schedule APDF page 21 |
| 15 | Patrick LamontagnePARTNER, CHIEF OPERATING OFFICERIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | Yes | PARTNER, CHIEF OPERATING OFFICER05/2022 | Schedule APDF page 21 |
| 16 | PHILIP LAMBRINOSHEAD TRADER AND MANAGER, TRADING DEPARTMENTIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | HEAD TRADER AND MANAGER, TRADING DEPARTMENT05/2022 | Schedule APDF page 21 |
| 17 | MELISSA GASSERPARTNER, SENIOR ANALYST, GLOBAL EQUITIESIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | PARTNER, SENIOR ANALYST, GLOBAL EQUITIES05/2022 | Schedule APDF page 21 |
| 18 | KARIM HADDADPARTNER, SENIOR ANALYST, GLOBAL EQUITIESIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | PARTNER, SENIOR ANALYST, GLOBAL EQUITIES05/2022 | Schedule APDF page 21 |
| 19 | ANDY KONGPARTNER, HEAD OF GLOBAL BUSINESS DEVELOPMENTIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | PARTNER, HEAD OF GLOBAL BUSINESS DEVELOPMENT12/2024 | Schedule APDF page 21 |
| 20 | Alexander TiscionePARTNER, ANALYST, GLOBAL EQUITIESIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | PARTNER, ANALYST, GLOBAL EQUITIES01/2022 | Schedule APDF page 21 |
| 21 | Louis-Philippe MarineauCHIEF COMPLIANCE OFFICER AND LEGAL COUNSELIndividual | VAN BERKOM AND ASSOCIATES INC. | Less than 5%Code NA | No | CHIEF COMPLIANCE OFFICER AND LEGAL COUNSEL06/2021 | Schedule APDF page 21 |
| 22 | BEAUREPAIRE HOLDINGS INC.HOLDING COMPANY, WHOLLY-OWNED BY ZHUO LINGForeign entity | VAN BERKOM AND ASSOCIATES INC. | 10% to less than 25%Code B | Yes | HOLDING COMPANY, WHOLLY-OWNED BY ZHUO LING06/2026 | Schedule APDF page 21 |
| 23 | VAN BERKOM J SEBASTIANPRESIDENT AND CHIEF EXECUTIVE OFFICERForeign entity | JSVB INVESTMENTS INC. | 75% or moreCode E | Yes | PRESIDENT AND CHIEF EXECUTIVE OFFICER07/1991 | Schedule BPDF page 22 |
| 24 | SIROIS MATHIEUPRESIDENT AND CHIEF EXECUTIVE OFFICERForeign entity | 9245-3588 QUEBEC INC. | 75% or moreCode E | Yes | PRESIDENT AND CHIEF EXECUTIVE OFFICER06/2011 | Schedule BPDF page 22 |
| 25 | OWEN GIBBONSPRESIDENTIndividual | FOUR LAKES INVESTMENTS INC. | 75% or moreCode E | Yes | PRESIDENT07/2020 | Schedule BPDF page 22 |
| 26 | BOUCHARD-PHILLIPS, GABRIELPRESIDENTForeign entity | SNOWY OWL CAPITAL INC. | 75% or moreCode E | Yes | PRESIDENT12/2021 | Schedule BPDF page 22 |
| 27 | Zhuo LingPRESIDENTIndividual | BEAUREPAIRE HOLDINGS INC. | 75% or moreCode E | Yes | PRESIDENT04/2026 | Schedule BPDF page 22 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 5/25/2026 3:40:31 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.