Compass Planning Associates, Inc. is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated February 18, 2026, reports $214M in regulatory assets under management, 3 employees, 2 offices, and 333 accounts.
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 91.7% of total clients.
Top client categories% of clientsClients
1
HNWI
91.7%
66
2
Individuals
8.3%
6
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$214Mas of February 18, 2026
Discretionary92.0%
$197M
92% of total RAUM92.0%
Non-discretionary8.0%
$17M
8% of total RAUM8.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$214M
Total Accounts333
10Y AUM Change+$96M (+81.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee24:1
10Y Employee Change-2 (-40.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.