Heritage Capital, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Woodbridge, CT. Its latest Form ADV filing, dated March 6, 2026, reports $147M in regulatory assets under management, 3 employees, and 137 accounts.
Assets Under Management
$147M
Employees
3
Offices
--
Total Clients
146
Primary office
WOODBRIDGE, CT
1 BRADLEY ROAD SUITE 202, WOODBRIDGE, CT, United States
Top client segmentIndividuals represent 53.4% of total clients.
Top client categories% of clientsClients
1
Individuals
53.4%
78
2
HNWI
46.6%
68
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$147Mas of March 6, 2026
Discretionary100.0%
$147M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$147M
Total Accounts137
10Y AUM Change+$18M (+14.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee49:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.