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Firm profile

Heritage Capital, LLC

WOODBRIDGE, CTCRD 127650Latest ADV March 6, 2026

Heritage Capital, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Woodbridge, CT. Its latest Form ADV filing, dated March 6, 2026, reports $147M in regulatory assets under management, 3 employees, and 137 accounts.

Assets Under Management
$147M
Employees
3
Offices
--
Total Clients
146
Primary office
WOODBRIDGE, CT
1 BRADLEY ROAD SUITE 202, WOODBRIDGE, CT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(203) 389-3553
WebsiteNot found
LinkedInNot found

Leadership

2 roles identified
CCOPaul B. Schatz
CIOPaul B. Schatz

Advisory services offered

6 types reported
Financial Planning Services
Other advisory services
Pension consulting services

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 53.4% of total clients.
Top client categories% of clientsClients
1
Individuals
53.4%
78
2
HNWI
46.6%
68
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$147Mas of March 6, 2026
Discretionary100.0%
$147M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$147M
Total Accounts137
10Y AUM Change+$18M (+14.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee49:1
10Y Employee Change0 (0.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

This firm has a multi year gap in available SEC ADV filing history between 2012 and 2025. Charts show the most recent available filing segment under this CRD.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.