Essex Financial Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Essex, CT. Its latest Form ADV filing, dated December 24, 2025, reports $4.2B in regulatory assets under management, 46 employees, 3 offices, and 7,143 accounts.
Top client segmentIndividuals represent 63.6% of total clients.
Top client categories% of clientsClients
1
Individuals
63.6%
1,885
2
HNWI
30.2%
895
3
Pension Plans
3.6%
108
4
Charitable
2.0%
60
5
Corporations
0.5%
15
Categories with <5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$4.2Bas of December 24, 2025
Discretionary77.9%
$3.2B
78% of total RAUM77.9%
Non-discretionary22.1%
$923M
22% of total RAUM22.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$4.2B
Total Accounts7,143
10Y AUM Change+$1.5B (+54.2%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees46
Clients per Employee64:1
10Y Employee Change+2 (+4.5%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.