CASTLE ROCK, COCRD 127402Latest ADV March 31, 2026
Three Peaks Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Castle Rock, CO. Its latest Form ADV filing, dated March 31, 2026, reports $223M in regulatory assets under management, 5 employees, and 72 accounts.
Assets Under Management
$223M
Employees
5
Offices
--
Total Clients
72
Primary office
CASTLE ROCK, CO
3750 DACORO LANE, SUITE 100, CASTLE ROCK, CO, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 43.1% of total clients.
Top client categories% of clientsClients
1
Individuals
43.1%
31
2
HNWI
40.3%
29
3
Pension Plans
8.3%
6
4
Charitable
4.2%
3
5
Corporations
4.2%
3
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$223Mas of March 31, 2026
Discretionary100.0%
$223M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$223M
Total Accounts72
10Y AUM Change$-871M (-79.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee14:1
10Y Employee Change-2 (-28.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.