CLIFTON PARK, NYCRD 125689Latest ADV March 13, 2026
Capital Financial Advisors of New York, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Clifton Park, NY. Its latest Form ADV filing, dated March 13, 2026, reports $260M in regulatory assets under management, 1 employee, and 590 accounts.
Assets Under Management
$260M
Employees
1
Offices
--
Total Clients
144
Primary office
CLIFTON PARK, NY
10 MAXWELL DRIVE, SUITE 104B, CLIFTON PARK, NY, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 60.4% of total clients.
Top client categories% of clientsClients
1
HNWI
60.4%
87
2
Individuals
39.6%
57
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$260Mas of March 13, 2026
Discretionary100.0%
$260M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$260M
Total Accounts590
10Y AUM Change+$129M (+98.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee144:1
10Y Employee Change-1 (-50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.