Ativo Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Chicago, IL. Its latest Form ADV filing, dated March 18, 2026, reports $863M in regulatory assets under management, 8 employees, and 21 accounts.
Assets Under Management
$863M
Employees
8
Offices
--
Total Clients
17
Primary office
CHICAGO, IL
120 N LASALLE STREET, SUITE 1160, CHICAGO, IL, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Other fee arrangements
Performance-based fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentGovernment represent 52.9% of total clients.
Top client categories% of clientsClients
1
Government
52.9%
9
2
HNWI
35.3%
6
3
Pooled Investment Vehicles
11.8%
2
Categories with <5 clients
ATIVO'S OWN ACCOUNTS<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$863Mas of March 18, 2026
Discretionary100.0%
$863M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$863M
Total Accounts21
10Y AUM Change$-923M (-51.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee2:1
10Y Employee Change-4 (-33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.