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Firm profile

Spectrum Financial Alliance, Ltd.., L.L.C.

NICHOLASVILLE, KYCRD 125147Latest ADV May 28, 2026

Spectrum Financial Alliance, Ltd., L.L.C. is an SEC registered investment adviser organized as a limited liability company with a primary office location in Nicholasville, KY. Its latest Form ADV filing, dated April 22, 2026, reports $663M in regulatory assets under management, 13 employees, and 2,003 accounts.

Assets Under Management
$728M
Employees
13
Offices
--
Total Clients
631
Primary office
NICHOLASVILLE, KY
105 WIND HAVEN DRIVE, NICHOLASVILLE, KY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOCharles K. Buckley

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Other advisory services

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 59.0% of total clients.
Top client categories% of clientsClients
1
Individuals
59.0%
372
2
HNWI
41.0%
259

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$728Mas of May 28, 2026
Discretionary100.0%
$728M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$728M
Total Accounts1,439
10Y AUM Change+$580M (+390.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees13
Clients per Employee49:1
10Y Employee Change+8 (+160.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.