Regal Investment Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Kentwood, MI. Its latest Form ADV filing, dated April 15, 2026, reports $2.9B in regulatory assets under management, 131 employee, 77 offices, and 13,473 accounts.
Top client segmentIndividuals represent 92.3% of total clients.
Top client categories% of clientsClients
1
Individuals
92.3%
7,665
2
HNWI
6.7%
555
3
Pension Plans
0.5%
40
4
Corporations
0.4%
36
5
Charitable
0.1%
6
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.9Bas of April 15, 2026
Discretionary85.0%
$2.4B
85% of total RAUM85.0%
Non-discretionary15.0%
$432M
15% of total RAUM15.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.9B
Total Accounts13,473
10Y AUM Change+$1.9B (+207.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees131
Clients per Employee63:1
10Y Employee Change+10 (+8.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.