Income & Asset Advisory, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Armonk, NY. Its latest Form ADV filing, dated March 30, 2026, reports $175M in regulatory assets under management, 4 employees, 1 office, and 541 accounts.
Assets Under Management
$175M
Employees
4
Offices
1 office
Total Clients
287
Primary office
ARMONK, NY
80 BUSINESS PARK DRIVE, SUITE 108, ARMONK, NY, United States
Top client segmentIndividuals represent 78.7% of total clients.
Top client categories% of clientsClients
1
Individuals
78.7%
226
2
HNWI
18.5%
53
3
Pension Plans
1.4%
4
4
Corporations
1.4%
4
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$175Mas of March 30, 2026
Discretionary78.8%
$138M
79% of total RAUM78.8%
Non-discretionary21.2%
$37M
21% of total RAUM21.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$175M
Total Accounts541
10Y AUM Change+$79M (+82.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee72:1
10Y Employee Change-3 (-42.9%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.