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Firm profile

Income & Asset Advisory, Inc..

ARMONK, NYCRD 124955Latest ADV March 30, 2026

Income & Asset Advisory, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Armonk, NY. Its latest Form ADV filing, dated March 30, 2026, reports $175M in regulatory assets under management, 4 employees, 1 office, and 541 accounts.

Assets Under Management
$175M
Employees
4
Offices
1 office
Total Clients
287
Primary office
ARMONK, NY
80 BUSINESS PARK DRIVE, SUITE 108, ARMONK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(914) 273-6800
WebsiteNot found
LinkedInNot found

Leadership

1 roles identified
CCOJason D. Waxler

Advisory services offered

4 types reported
Other advisory services
Pension consulting services
Portfolio management for businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 78.7% of total clients.
Top client categories% of clientsClients
1
Individuals
78.7%
226
2
HNWI
18.5%
53
3
Pension Plans
1.4%
4
4
Corporations
1.4%
4
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$175Mas of March 30, 2026
Discretionary78.8%
$138M
79% of total RAUM78.8%
Non-discretionary21.2%
$37M
21% of total RAUM21.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$175M
Total Accounts541
10Y AUM Change+$79M (+82.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee72:1
10Y Employee Change-3 (-42.9%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.