Rathbones is an SEC registered investment adviser. Its latest Form ADV filing, dated March 30, 2026, reports $135.1B in regulatory assets under management, 1,715 employees, 18 offices, and 219,634 accounts.
Assets Under Management
$135.1B
Employees
1,715
Offices
18 offices
Total Clients
150,885
Primary office
LIVERPOOL
PORT OF LIVERPOOL BUILDING, PIER HEAD, LIVERPOOL, United Kingdom
Top client segmentIndividuals represent 63.0% of total clients.
Top client categories% of clientsClients
1
Individuals
63.0%
95,035
2
Pension Plans
15.8%
23,772
3
HNWI
13.5%
20,366
4
OFFSHORE BOND
3.8%
5,802
5
Charitable
2.5%
3,803
Additional categories (<0.1%)
Banks18 clients
Categories with <5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$135.1Bas of March 30, 2026
Discretionary88.0%
$118.9B
88% of total RAUM88.0%
Non-discretionary12.0%
$16.2B
12% of total RAUM12.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$135.1B
Total Accounts219,634
10Y AUM Change+$98.7B (+271.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1,715
Clients per Employee88:1
10Y Employee Change+1,071 (+166.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.