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Firm profile

Cw Securities, LLC

KNOXVILLE, TNCRD 124496Registration Status: ApprovedEffective since May 29, 2026Latest ADV June 3, 2026

Cw Securities, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Knoxville, TN. Its latest Form ADV filing, dated June 3, 2026, reports $113M in regulatory assets under management, 3 employees, and 145 accounts.

Assets Under Management
$113M
Employees
3
Offices
--
Total Clients
145
Primary office
KNOXVILLE, TN
8870 CEDAR SPRING LANE, SUITE 208, KNOXVILLE, TN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(865) 690-9886
WebsiteNot found
LinkedInNot found

Leadership

1 roles identified
CCOMichael Edward Cox

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked Aug 22, 2026

Client Coverage Demographics

Top client segmentHNWI represent 75.2% of total clients.
Top client categories% of clientsClients
1
HNWI
75.2%
109
2
Individuals
24.8%
36

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$113Mas of June 3, 2026
Discretionary100.0%
$113M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$113M
Total Accounts145
10Y AUM Change$0 (0.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee48:1
10Y Employee Change0 (0.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.