Firm profile

REGAL ADVISORY SERVICES, INC.

GLENVIEW, ILCRD 123842Latest ADV March 19, 2026

Regal Advisory Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Glenview, IL. Its latest Form ADV filing, dated March 19, 2026, reports $121M in regulatory assets under management, 25 employees, 12 offices, and 274 accounts.

Assets Under Management
$121M
Employees
25
Offices
12 offices
Total Clients
274
Primary office
GLENVIEW, IL
950 NORTH MILWAUKEE AVENUE, SUITE 101, GLENVIEW, IL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJeremy A. Engelbrecht

Advisory services offered

4 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 81.8% of total clients.
Top client categories% of clientsClients
1
Individuals
81.8%
224
2
HNWI
16.4%
45
3
Corporations
1.8%
5

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$121Mas of March 19, 2026
Discretionary53.0%
$64M
53% of total RAUM53.0%
Non-discretionary47.0%
$57M
47% of total RAUM47.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$121M
Total Accounts274
10Y AUM Change+$10M (+8.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees25
Clients per Employee11:1
10Y Employee Change-12 (-32.4%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.