Financial Plans & Strategies, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Greenwood, IN. Its latest Form ADV filing, dated March 6, 2026, reports $611M in regulatory assets under management, 12 employees, 1 office, and 1,081 accounts.
Assets Under Management
$611M
Employees
12
Offices
1 office
Total Clients
1,081
Primary office
GREENWOOD, IN
375 N. MADISON AVENUE, GREENWOOD, IN, United States
Portfolio management for individuals and small businesses
Fee models offered
4 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 82.9% of total clients.
Top client categories% of clientsClients
1
Individuals
82.9%
896
2
HNWI
17.1%
185
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$611Mas of March 6, 2026
Discretionary98.5%
$601M
98% of total RAUM98.5%
Non-discretionary1.5%
$9M
2% of total RAUM1.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$611M
Total Accounts1,081
10Y AUM Change+$302M (+97.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12
Clients per Employee90:1
10Y Employee Change+3 (+33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.