Firm profile

Conrad Siegel Investment Advisors

HARRISBURG, PACRD 123560Registration Status: ApprovedEffective since November 14, 2003SEC # 801-62505Latest ADV September 4, 2026

Conrad Siegel Investment Advisors is an SEC registered investment adviser organized as a corporation with a primary office location in Harrisburg, PA. Its latest Form ADV filing, dated September 4, 2026, reports $12.1B in regulatory assets under management, 29 employees, 3 offices, and 1,218 accounts.

Assets Under Management
$12.1B
Employees
29
Offices
3 offices
Total Clients
516

Associated firm names

4 names listed
  • CMS INVESTMENT ADVISORS INC.
  • CONRAD SIEGEL INVESTMENT ADVISORS, INC.
  • CONRAD SIEGEL INVESTMENT ADVISORS
  • CMS INVESTMENT ADVISORS, INC.

Leadership

1 roles identified
CCOFrank S. Rhodes

Advisory services offered

4 types reported
Financial Planning Services
Other advisory services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges

Offices & Contact

Primary office

HARRISBURG, Pennsylvania, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Pennsylvania

HARRISBURGPrimary office · LANCASTER

Florida

NAPLES

3 office records listed · 3 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$12.1Bas of September 4, 2026
Discretionary34.1%
$4.1B
34% of total RAUM34.1%
Non-discretionary65.9%
$8.0B
66% of total RAUM65.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 40.1% of total clients.
Top client categories% of clientsClients
1
Individuals
40.1%
207
2
HNWI
29.3%
151
3
Pension Plans
15.7%
81
4
Government
10.9%
56
5
Charitable
3.1%
16
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Insurance companies<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$12.1B
Total Accounts1,218
10Y AUM Change+$8.5B (+230.8%)

Private Funds

Private funds reported by Conrad Siegel Investment Advisors

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees29
Clients per Employee18:1
10Y Employee Change+5 (+20.8%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
CONRAD M. SIEGEL, INC.Direct owner · Schedule AInterest in CONRAD SIEGEL INVESTMENT ADVISORS
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Conrad Siegel Investment Advisors.

No indirect ownership information reported in the source’s Schedule B.

Reported ownership and control details

Form ADV · Filing date 2026-09-04 · Schedules A and B

22 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1FRANK SCOTT RHODESCHIEF COMPLIANCE OFFICERIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER01/2022Schedule APDF page 24
2CONRAD M. SIEGEL, INC.SOLE SHAREHOLDERDomestic entityCONRAD SIEGEL INVESTMENT ADVISORS75% or moreCode EYesSOLE SHAREHOLDER07/2002Schedule APDF page 24
3MARK ALLEN BONSALLDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR12/2003Schedule APDF page 24
4JOHN DAVID VARGODIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2007Schedule APDF page 24
5ROBERT MATTHEW GLUSDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2007Schedule APDF page 24
6JOHN WESLEY JEFFREYDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2007Schedule APDF page 24
7JONATHAN DAVID CRAMERDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR08/2008Schedule APDF page 24
8TARA LEE MASHACK-BEHNEYPRESIDENTIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesPRESIDENT01/2009Schedule APDF page 24
9LAURA VIGNATI HESSDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR08/2011Schedule APDF page 24
10JEFFREY SCOTT MYERSDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR08/2011Schedule APDF page 24
11ABIGAIL SUSAN FORTINODIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2014Schedule APDF page 24
12TRACY SCOTT BURKEDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2015Schedule APDF page 24
13JONATHAN ANDREW SAPOCHAKDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR01/2018Schedule APDF page 24
14TREVOR SCOTT BAREDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2020Schedule APDF page 24
15JAMES PATRICK PYNEDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2020Schedule APDF page 24
16ASHLEY ANN WISEDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2020Schedule APDF page 24
17DAVID PRESTON LYTLEDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2020Schedule APDF page 24
18JOSHUA RYAN MAYHUEDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2021Schedule APDF page 24
19CATHERINE LORETTA AZELESDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2023Schedule APDF page 24
20FREDERICK JOHNS GARDDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2024Schedule APDF page 24
21SEAN MICHAEL DUFFYDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2025Schedule APDF page 24
22MICHAEL RICHARD HOYLEDIRECTORIndividualCONRAD SIEGEL INVESTMENT ADVISORSLess than 5%Code NAYesDIRECTOR07/2026Schedule APDF page 24

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 9/4/2026 5:35:16 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.