Capital Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Olney, MD. Its latest Form ADV filing, dated March 31, 2026, reports $159M in regulatory assets under management, 2 employees, and 82 accounts.
Assets Under Management
$159M
Employees
2
Offices
--
Total Clients
82
Primary office
OLNEY, MD
2943 OLNEY SANDY SPRING ROAD, SUITE A, OLNEY, MD, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
1 types reported
Asset based fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 39.0% of total clients.
Top client categories% of clientsClients
1
HNWI
39.0%
32
2
MEMBERSHIP ASS'NS
30.5%
25
3
Individuals
28.0%
23
4
Pension Plans
2.4%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$159Mas of March 31, 2026
Discretionary87.5%
$140M
88% of total RAUM87.5%
Non-discretionary12.5%
$20M
12% of total RAUM12.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$159M
Total Accounts82
10Y AUM Change+$19M (+13.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee41:1
10Y Employee Change+1 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.